This index of the SEC’s rulemaking activity can be filtered by year, status (proposed or final), or division/office that recommended the rulemaking to the Commission.
Twice a year under the Regulatory Flexibility Act, the SEC is required to publish an agenda identifying rules that the agency estimates it may consider in the next 12 months. View the latest SEC RegFlex agenda.
Rulemaking Activity Table
Issue Date
|
File Number
|
Rulemaking
|
Status
|
---|---|---|---|
Issue Date: | File Number:S7-24-06 | Rulemaking:Definition of the Term Significant Deficiency |
Status:
Final
Rule
Definition of the Term Significant Deficiency
33-8829,
34-56203
|
Issue Date: | File Number:S7-24-06 | Rulemaking:Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting |
Status:
Interpretive
Release
Commission Guidance Regarding Management's Report on Internal Control Over Financial Reporting Under Section 13(a) or 15(d) of the Securities Exchange Act of 1934
33-8810,
34-55929,
FR-77
|
Issue Date: | File Number:S7-24-06 | Rulemaking:Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting |
Status:
Proposed
Rule
Definition of a Significant Deficiency
33-8811,
34-55930
|
Issue Date: | File Number:S7-24-06 | Rulemaking:Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting |
Status:
Final
Rule
Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting
33-8809,
34-55928,
33-8811 FR-76
|
Issue Date: | File Number:S7-24-06 | Rulemaking:Amendments to Rules Regarding Management's Report on Internal Control Over Financial Reporting |
Status:
Proposed
Rule
Management's Report on Internal Control Over Financial Reporting
33-8762,
34-54976
|
Displaying 1 - 12 of 12
Modified: Feb. 20, 2024