17d-2 Plans for Allocation of Regulatory Responsibilities Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-54394 | SEC Issue Date:Aug 31, 2006 | File Number:4-523 | SRO Organization:17d-2 Plans for Allocation of Regulatory Responsibilities |
Details: Order Approving and Declaring Effective a Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. See Also - Release No. 34-54224 |
| Release Number:34-54224 | SEC Issue Date:Jul 27, 2006 | File Number:4-523 | SRO Organization:17d-2 Plans for Allocation of Regulatory Responsibilities |
Details: Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between NYSE Arca, Inc. and the National Association of Securities Dealers, Inc. See Also - 17d-2 Plan, Certification for 17d-2 Plan, Release No. 34-54394 |
| Release Number:34-54136 | SEC Issue Date:Jul 12, 2006 | File Number:4-517 | SRO Organization:17d-2 Plans for Allocation of Regulatory Responsibilities |
Details: Order Granting Approval of Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. See Also - Release No. 34-53628 |
| Release Number:34-53628 | SEC Issue Date:Apr 10, 2006 | File Number:4-517 | SRO Organization:17d-2 Plans for Allocation of Regulatory Responsibilities |
Details: Notice of Filing of the Plan for Allocation of Regulatory Responsibilities Between The NASDAQ Stock Market LLC and the National Association of Securities Dealers, Inc. See Also - Release No. 34-54136 |