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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-78143 SEC Issue Date:Jun 23, 2016 File Number:SR-CFE-2016-002 SRO Organization:CBOE Futures Exchange Details: Notice of Proposed Rule Change To Make Clarifying Updates to Prohibited Disruptive Trading Practices
See Also - Exhibit 4
Release Number:34-77956 SEC Issue Date:Jun 1, 2016 File Number:SR-CFE-2016-001 SRO Organization:CBOE Futures Exchange Details: Notice of Proposed Rule Change Regarding the Reporting Time for Exchange of Contract for Related Position Transactions and Block Trades That Involve Trade at Settlement Transactions
See Also - Exhibit 4
Release Number:34-75748 SEC Issue Date:Aug 21, 2015 File Number:SR-CFE-2015-006 SRO Organization:CBOE Futures Exchange Details: Notice of Proposed Rule Change Regarding Reportable Position and Ownership and Control Reporting Clarifications
See Also - Exhibit 4
Release Number:34-75589 SEC Issue Date:Aug 3, 2015 File Number:SR-CFE-2015-005 SRO Organization:CBOE Futures Exchange Details: Notice of Proposed Rule Change Regarding Disruptive Trading Practices
See Also - Exhibit 4
Release Number:34-75025 SEC Issue Date:May 21, 2015 File Number:SR-CFE-2015-004 SRO Organization:CBOE Futures Exchange Details: Notice of Filing of a Proposed Rule Change Regarding Audit Trail Retention Requirements
See Also - Exhibit 4
Release Number:34-74652 SEC Issue Date:Apr 6, 2015 File Number:SR-CFE-2015-003 SRO Organization:CBOE Futures Exchange Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Proposed Rule Change Regarding Open Interest Reporting
See Also - Exhibit 5
Release Number:34-74483 SEC Issue Date:Mar 11, 2015 File Number:SR-CFE-2015-002 SRO Organization:CBOE Futures Exchange Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Block Trades
See Also - Exhibit 4
Release Number:34-74204 SEC Issue Date:Feb 4, 2015 File Number:SR-CFE-2015-001 SRO Organization:CBOE Futures Exchange Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Ownership and Control Reports
See Also - Exhibit 4
Release Number:34-73385 SEC Issue Date:Oct 17, 2014 File Number:SR-CFE-2014-003 SRO Organization:CBOE Futures Exchange Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Regarding Exchange of Contract for Related Position Transactions and Minor Rule Violations
See Also - Exhibit 4
Release Number:34-73009 SEC Issue Date:Sep 5, 2014 File Number:SR-CFE-2014-004 SRO Organization:CBOE Futures Exchange Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Position Limits for Individual Stock Based and Exchange-Traded Fund Based Volatility Index Security Futures
See Also - Exhibit 4