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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-80605 SEC Issue Date:May 5, 2017 File Number:SR-NSCC-2017-802, SR-DTC-2017-802 SRO Organization:The Depository Trust Company (DTC-AN), National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of and No Objection to Advance Notices, as Modified by Amendments No. 1, to Renew the Credit Facility
See Also - Rel. No. 34-80731
Release Number:34-80394 SEC Issue Date:Apr 7, 2017 File Number:SR-DTC-2017-801 SRO Organization:The Depository Trust Company (DTC-AN) Details: Notice of Filing of Advance Notice to Address and Update Practices and Policies with Respect to the Credit Risk Rating Matrix and Make Other Changes
See Also - Exhibit 5, Rel. No. 34-80731
Release Number:34-79763 SEC Issue Date:Jan 9, 2017 File Number:SR-DTC-2016-802 SRO Organization:The Depository Trust Company (DTC-AN) Details: Notice of No Objection to Advance Notice Filing Relating to Processing of Transactions in Money Market Instruments
See Also - Rel. No. 34-79224
Release Number:34-79224 SEC Issue Date:Nov 3, 2016 File Number:SR-DTC-2016-802 SRO Organization:The Depository Trust Company (DTC-AN) Details: Notice of Filing of and Extension of Review Period of Advance Notice Relating to Processing of Transactions in Money Market Instruments
See Also - Exhibit 5, Rel. No. 34-79763
Release Number:34-77750 SEC Issue Date:Apr 29, 2016 File Number:SR-NSCC-2016-801, SR-DTC-2016-801 SRO Organization:The Depository Trust Company (DTC-AN), National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing of and No Objection to Advance Notices to Renew the Credit Facility
Release Number:34-74906 SEC Issue Date:May 7, 2015 File Number:SR-NSCC-2015-801, SR-DTC-2015-801 SRO Organization:The Depository Trust Company (DTC-AN), National Securities Clearing Corporation (NSCC-AN) Details: Notice of Filing and No Objection to Advance Notices Relating to the Renewal of Existing Line of Credit
Release Number:34-74142 SEC Issue Date:Jan 27, 2015 File Number:SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 SRO Organization:National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) Details: Notice of No Objection to Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
View Received Comments
See Also - Rel. No. 34-73975, Rel. No. 34-73755
Release Number:34-73975 SEC Issue Date:Dec 31, 2014 File Number:SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 SRO Organization:Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) Details: Notice of Extension of Review Period of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
View Received Comments
See Also - Rel. No. 34-74142, Rel. No. 34-73755
Release Number:34-73755 SEC Issue Date:Dec 5, 2014 File Number:SR-NSCC-2014-811, SR-FICC-2014-810, SR-DTC-2014-812 SRO Organization:Fixed Income Clearing Corporation (FICC-AN), National Securities Clearing Corporation (NSCC-AN), The Depository Trust Company (DTC-AN) Details: Notice of Filing of Advance Notices, as Amended, to Amend and Restate the Third Amended and Restated Shareholders Agreement, Dated as of December 7, 2005
View Received Comments
See Also - Rel. No. 34-74142, Rel. No. 34-73975
Release Number:34-72132 SEC Issue Date:May 8, 2014 File Number:SR-DTC-2014-805 SRO Organization:The Depository Trust Company (DTC-AN) Details: Notice of Filing and No Objection to Advance Notice to Renew DTC's Existing Credit Facility
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