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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-55410 SEC Issue Date:Mar 6, 2007 File Number:SR-NASD-2007-020 SRO Organization:National Association of Securities Dealers (NASD) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Revise the Implementation Date of Previously Proposed Amendments to NASD Rules 4632(f) and 6130(e)
Release Number:34-55409 SEC Issue Date:Mar 6, 2007 File Number:SR-NASD-2007-004 SRO Organization:National Association of Securities Dealers (NASD) Details: Order Approving Proposed Rule Change as Modified by Amendment No. 1 To Amend NASD Rule 7010(k) Relating to Transaction Reporting and Compliance Engine Transaction Data
See Also - Rel. No. 34-55180
Release Number:34-55406 SEC Issue Date:Mar 6, 2007 File Number:SR-NYSE-2006-111, SR-NASD-2006-131, SR-Amex-2007-05 SRO Organization:New York Stock Exchange LLC (NYSE), National Association of Securities Dealers (NASD), American Stock Exchange (Amex) Details: Order Approving Proposed Rule Changes To Increase the Frequency of the Short Interest Reporting Requirements
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See Also - Rel. No. 34-55170
Release Number:34-55393 SEC Issue Date:Mar 2, 2007 File Number:SR-NASD-2007-016 SRO Organization:National Association of Securities Dealers (NASD) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rules 4632C and 4632D To Reflect "As/Of" Trade Reporting and the Automated Reporting of Trade Cancellations to the NASD/NSX and NASD/BSE Trade Reporting Facilities
Release Number:34-55379 SEC Issue Date:Mar 1, 2007 File Number:SR-NASD-2007-017 SRO Organization:National Association of Securities Dealers (NASD) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Alternative Display Facility Quotation Update Fee
Release Number:34-55360 SEC Issue Date:Feb 27, 2007 File Number:SR-NASD-2007-006 SRO Organization:National Association of Securities Dealers (NASD) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Fees for Filing Documents Pursuant to the Corporate Financing Rule
Release Number:34-55346 SEC Issue Date:Feb 26, 2007 File Number:SR-NASD-2007-014 SRO Organization:National Association of Securities Dealers (NASD) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Make Conforming Changes to the Rules Relating to the NASD/NSX TRF, NASD/BSE TRF, and NASD/NYSE TRF Consistent With the New Requirements of Regulation NMS
Release Number:34-55351 SEC Issue Date:Feb 26, 2007 File Number:SR-NASD-2005-146 SRO Organization:National Association of Securities Dealers (NASD) Details: Notice of Filing of Amendment No. 3 to and Order Granting Accelerated Approval of a Proposed Rule Change as Modified by Amendment Nos. 2 and 3 Thereto To Expand the Scope of IM-2110-2 Relating To Trading Ahead of Customer Limit Orders To Apply to All OTC Equity Securities
View Received Comments
See Also - Rel. No. 34-54705
Release Number:34-55325 SEC Issue Date:Feb 21, 2007 File Number:SR-NASD-2007-011 SRO Organization:National Association of Securities Dealers (NASD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to a New NASD Trade Reporting Facility Established in Conjunction with NYSE Market, Inc.
Release Number:34-55283 SEC Issue Date:Feb 12, 2007 File Number:SR-NASD-2007-010 SRO Organization:National Association of Securities Dealers (NASD) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend NASD Rule 7010 To Modify Pricing for NASD Members Using ITS/CAES System and Inet Facility
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