National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-93247 | SEC Issue Date:Oct 4, 2021 | File Number:SR-BOX-2021-23 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: October 29, 2021 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-BOX-2021-23
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| Release Number:34-93156 | SEC Issue Date:Sep 28, 2021 | File Number:SR-BOX-2021-19 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions Comments Due: October 6, 2021 View Received Comments |
| Release Number:34-93094 | SEC Issue Date:Sep 21, 2021 | File Number:SR-BOX-2021-14 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, in Connection With the Proposed Establishment of BSTX as a Facility of the Exchange Comments Due: October 18, 2021 Rebuttal comments due: November 1, 2021 View Received Comments |
| Release Number:34-93045 | SEC Issue Date:Sep 17, 2021 | File Number:SR-BOX-2021-22 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Reduce the Amount of the Options Regulatory Fee ("ORF") Comments Due: October 14, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-92980 | SEC Issue Date:Sep 14, 2021 | File Number:SR-BOX-2021-20 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: October 12, 2021 See Also - Exhibit 5 |
| Release Number:34-92926 | SEC Issue Date:Sep 9, 2021 | File Number:SR-BOX-2021-19 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Proposed Rule Change Related to BOX Exchange LLC and BOX Holdings Group LLC Ownership Transfer Transactions Comments Due: October 6, 2021 View Received Comments See Also - Exhibit 5a, Exhibit 5b |
| Release Number:34-92796 | SEC Issue Date:Aug 27, 2021 | File Number:SR-BOX-2021-06 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Amendment No. 1 and Order Instituting Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as the Boston Security Token Exchange LLC Comments Due: September 23, 2021 Rebuttal comments due: October 7, 2021 View Received Comments |
| Release Number:34-92755 | SEC Issue Date:Aug 25, 2021 | File Number:SR-BOX-2021-18 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend IM-7240-1 Comments Due: September 21, 2021 See Also - Exhibit 5 |
| Release Number:34-92724 | SEC Issue Date:Aug 23, 2021 | File Number:SR-BOX-2021-17 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Response Time Period in the Facilitation and Solicitation Auction Mechanisms Comments Due: September 17, 2021 See Also - Exhibit 5 |
| Release Number:34-92556 | SEC Issue Date:Aug 3, 2021 | File Number:SR-BOX-2021-14 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC Comments Due: July 15, 2021 View Received Comments |