National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-92555 | SEC Issue Date:Aug 3, 2021 | File Number:SR-BOX-2021-07 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX Comments Due: August 30, 2021 View Received Comments Submit a Comment on SR-BOX-2021-07
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| Release Number:34-92387 | SEC Issue Date:Jul 13, 2021 | File Number:SR-BOX-2021-06 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as Boston Security Token Exchange LLC Comments Due: June 23, 2021 View Received Comments |
| Release Number:34-92255 | SEC Issue Date:Jun 24, 2021 | File Number:SR-BOX-2021-16 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend BOX Rule 7300 (Preferenced Orders) Comments Due: July 21, 2021 See Also - Exhibit 5 |
| Release Number:34-92238 | SEC Issue Date:Jun 23, 2021 | File Number:SR-BOX-2021-15 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility Comments Due: July 20, 2021 See Also - Exhibit 5 |
| Release Number:34-92206 | SEC Issue Date:Jun 17, 2021 | File Number:SR-BOX-2021-14 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Proposed Rule Change in Connection With the Proposed Commencement of Operations of Boston Security Token Exchange LLC ("BSTX") Comments Due: July 15, 2021 View Received Comments See Also - Exhibit 5a, Exhibit 5b |
| Release Number:34-92192 | SEC Issue Date:Jun 16, 2021 | File Number:SR-BOX-2021-07 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt BOX Rule 7670 To Establish a Virtual Trading Floor on BOX Comments Due: May 26, 2021 View Received Comments |
| Release Number:34-92072 | SEC Issue Date:May 28, 2021 | File Number:SR-BOX-2021-12 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Proposed Rule Change To Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) To Limit Short Term Options Series Intervals Comments Due: June 24, 2021 See Also - Exhibit 5 |
| Release Number:34-92017 | SEC Issue Date:May 25, 2021 | File Number:SR-BOX-2021-06 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Proposed Rule Change To Adopt Rules Governing the Trading of Equity Securities on the Exchange Through a Facility of the Exchange Known as Boston Security Token Exchange LLC Comments Due: June 23, 2021 View Received Comments See Also - Exhibit 3a, Exhibit 3b, Exhibit 3c, Exhibit 3d, Exhibit 3e, Exhibit 3f, Exhibit 3g, Exhibit 3h, Exhibit 3i, Exhibit 3j, Exhibit 3k, Exhibit 3l, Exhibit 5a, Exhibit 5b |
| Release Number:34-91897 | SEC Issue Date:May 14, 2021 | File Number:SR-BOX-2021-11 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Rule 7135 (Execution and Pro Rata Priority) and Rule 8055 (Lead Market Makers) Comments Due: June 10, 2021 View Received Comments See Also - Exhibit 5 |
| Release Number:34-91836 | SEC Issue Date:May 11, 2021 | File Number:SR-BOX-2021-08 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend the Fee Schedule on the BOX Options Market LLC Facility To Establish a Policy Relating to Billing Errors Comments Due: June 7, 2021 See Also - Exhibit 5 |