National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99030 | SEC Issue Date:Nov 28, 2023 | File Number:SR-CboeBZX-2023-072 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Franklin Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: December 22, 2023. Rebuttal comments submitted by January 5, 2024. View Received Comments Submit a Comment on SR-CboeBZX-2023-072
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| Release Number:34-99027 | SEC Issue Date:Nov 28, 2023 | File Number:SR-CboeBZX-2023-094 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: December 22, 2023 See Also - Exhibit 5 |
| Release Number:34-98991 | SEC Issue Date:Nov 20, 2023 | File Number:SR-CboeBZX-2023-092 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Delineate the Application Fee from the Entry Fee, to Increase the Application Fee for Tier I and Tier II Securities Listed on the Exchange in Certain Circumstances, to Change the As Comments Due: December 18, 2023 See Also - Exhibit 5 |
| Release Number:34-98981 | SEC Issue Date:Nov 17, 2023 | File Number:SR-CboeBZX-2023-058 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the Global X Bitcoin Trust under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: December 15, 2023. Rebuttal comments submitted by December 29, 2023. View Received Comments |
| Release Number:34-98970 | SEC Issue Date:Nov 16, 2023 | File Number:SR-CboeBZX-2023-093 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Rules to Adopt Monthly Options Series Comments Due: December 13, 2023 See Also - Exhibit 5 |
| Release Number:34-98945 | SEC Issue Date:Nov 15, 2023 | File Number:SR-CboeBZX-2023-072 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to List and Trade Shares of the Franklin Bitcoin ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. View Received Comments |
| Release Number:34-98933 | SEC Issue Date:Nov 14, 2023 | File Number:SR-CboeBZX-2023-062 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of ETF Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Comments Due: December 11, 2023. Rebuttal comments submitted by December 26, 2023. |
| Release Number:34-98913 | SEC Issue Date:Nov 13, 2023 | File Number:SR-CboeBZX-2023-091 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: December 8, 2023 See Also - Exhibit 5 |
| Release Number:34-98860 | SEC Issue Date:Nov 6, 2023 | File Number:SR-CboeBZX-2023-063 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change To Adopt an Alternative to the Minimum $4 Price Requirement for Companies Seeking to List Tier II Securities on the Exchange |
| Release Number:34-98846 | SEC Issue Date:Nov 2, 2023 | File Number:SR-CboeBZX-2023-087 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Notice of Filing of a Proposed Rule Change to List and Trade Shares of the Invesco Galaxy Ethereum ETF under BZX Rule 14.11(e)(4), Commodity-Based Trust Shares Comments Due: November 29, 2023 View Received Comments |