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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99385 SEC Issue Date:Jan 18, 2024 File Number:SR-CBOE-2024-004 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34
Comments Due: February 14, 2024
Release Number:34-99364 SEC Issue Date:Jan 17, 2024 File Number:SR-CBOE-2024-003 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin
Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024.
 
View Received Comments
See Also - Exhibit 5
Release Number:34-99326 SEC Issue Date:Jan 11, 2024 File Number:SR-CBOE-2024-002 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Certain Data Fees
Comments Due: February 8, 2024
See Also - Exhibit 5
Release Number:34-99301 SEC Issue Date:Jan 9, 2024 File Number:SR-CBOE-2024-001 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule
Comments Due: February 6, 2024
See Also - Exhibit 5
Release Number:34-99222 SEC Issue Date:Dec 21, 2023 File Number:SR-CBOE-2023-018 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement
Comments Due: January 18, 2024
Release Number:34-99119 SEC Issue Date:Dec 8, 2023 File Number:SR-CBOE-2023-063 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing of a Proposed Rule Change to Amend its Rules Relating to Position and Exercise Limits
Comments Due: January 4, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-99111 SEC Issue Date:Dec 7, 2023 File Number:SR-CBOE-2023-064 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for the Cboe Silexx Platform
Comments Due: January 3, 2024
See Also - Exhibit 5
Release Number:34-99113 SEC Issue Date:Dec 7, 2023 File Number:SR-CBOE-2023-065 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Low Priced Stock Strike Price Interval Program
Comments Due: January 3, 2024
See Also - Exhibit 5
Release Number:34-99035 SEC Issue Date:Nov 29, 2023 File Number:SR-CBOE-2023-062 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program
Comments Due: December 26, 2023
See Also - Exhibit 5
Release Number:34-99028 SEC Issue Date:Nov 28, 2023 File Number:SR-CBOE-2023-061 SRO Organization:Cboe Exchange, Inc. (CBOE) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule
Comments Due: December 22, 2023
See Also - Exhibit 5