National Securities Exchanges
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National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
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Release Number:34-99385 | SEC Issue Date:Jan 18, 2024 | File Number:SR-CBOE-2024-004 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Rule 5.34 Comments Due: February 14, 2024 Submit a Comment on SR-CBOE-2024-004
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Release Number:34-99364 | SEC Issue Date:Jan 17, 2024 | File Number:SR-CBOE-2024-003 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin Comments Due: March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
Release Number:34-99326 | SEC Issue Date:Jan 11, 2024 | File Number:SR-CBOE-2024-002 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Related to Certain Data Fees Comments Due: February 8, 2024 See Also - Exhibit 5 |
Release Number:34-99301 | SEC Issue Date:Jan 9, 2024 | File Number:SR-CBOE-2024-001 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fees Schedule Comments Due: February 6, 2024 See Also - Exhibit 5 |
Release Number:34-99222 | SEC Issue Date:Dec 21, 2023 | File Number:SR-CBOE-2023-018 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing of Amendment No. 3 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 3, to Make Permanent the Operation of its Flexible Exchange Options Pilot Program Regarding Permissible Exercise Settlement Comments Due: January 18, 2024 |
Release Number:34-99119 | SEC Issue Date:Dec 8, 2023 | File Number:SR-CBOE-2023-063 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing of a Proposed Rule Change to Amend its Rules Relating to Position and Exercise Limits Comments Due: January 4, 2024 View Received Comments See Also - Exhibit 5 |
Release Number:34-99111 | SEC Issue Date:Dec 7, 2023 | File Number:SR-CBOE-2023-064 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Fees for the Cboe Silexx Platform Comments Due: January 3, 2024 See Also - Exhibit 5 |
Release Number:34-99113 | SEC Issue Date:Dec 7, 2023 | File Number:SR-CBOE-2023-065 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt a Low Priced Stock Strike Price Interval Program Comments Due: January 3, 2024 See Also - Exhibit 5 |
Release Number:34-99035 | SEC Issue Date:Nov 29, 2023 | File Number:SR-CBOE-2023-062 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Short Term Option Series Program Comments Due: December 26, 2023 See Also - Exhibit 5 |
Release Number:34-99028 | SEC Issue Date:Nov 28, 2023 | File Number:SR-CBOE-2023-061 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend its Fee Schedule Comments Due: December 22, 2023 See Also - Exhibit 5 |