National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-98988 | SEC Issue Date:Nov 20, 2023 | File Number:SR-IEX-2023-13 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Introduce a New Post Only Order Parameter Instruction Comments Due: December 18, 2023 See Also - Exhibit 5 Submit a Comment on SR-IEX-2023-13
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| Release Number:34-98645 | SEC Issue Date:Sep 29, 2023 | File Number:SR-IEX-2023-11 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend the Implementation Date of Its New Fixed Midpoint Peg Order Type Comments Due: October 25, 2023 |
| Release Number:34-98625 | SEC Issue Date:Sep 28, 2023 | File Number:SR-IEX-2023-10 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rules 11.190(b)(7) and 11.190(g) Comments Due: October 25, 2023 See Also - Exhibit 5 |
| Release Number:34-98583 | SEC Issue Date:Sep 28, 2023 | File Number:SR-IEX-2023-09 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Correct Six Typographical Cross-Reference Errors in IEX Rule 11.190(b) Comments Due: October 25, 2023 |
| Release Number:34-98063 | SEC Issue Date:Aug 4, 2023 | File Number:SR-IEX-2023-08 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Pursuant to IEX Rule 15.110 to Amend IEX's Fee Schedule Comments Due: August 31, 2023 See Also - Exhibit 5 |
| Release Number:34-98035 | SEC Issue Date:Aug 1, 2023 | File Number:SR-IEX-2023-06 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Add a New Fixed Midpoint Peg Order Type Comments Due: August 28, 2023 See Also - Exhibit 5 |
| Release Number:34-97980 | SEC Issue Date:Jul 25, 2023 | File Number:SR-IEX-2023-07 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend IEX Rule 2.160 to Provide Eligible Individuals Another Opportunity to Elect to Participate in the Maintaining Qualifications Program. Comments Due: August 21, 2023 |
| Release Number:34-97341 | SEC Issue Date:Apr 20, 2023 | File Number:SR-IEX-2023-05 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Allow Non-Displayed Discretionary Limit Orders to be Submitted with a Minimum Quantity Instruction Comments Due: May 17, 2023 See Also - Exhibit 5 |
| Release Number:34-97252 | SEC Issue Date:Apr 4, 2023 | File Number:SR-IEX-2023-04 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Several IEX Rules to Permit, and in Some Instances Require, Electronic Service and Filing of Documents in Disciplinary and Other Proceedings Comments Due: May 1, 2023 Federal Register |
| Release Number:34-96935 | SEC Issue Date:Feb 15, 2023 | File Number:SR-IEX-2023-02 | SRO Organization:Investors Exchange LLC (IEX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Implementation Date of Recently-Approved Changes to IEX Rule 11.190(g) That Are Designed To Provide an Alternative Calculation for Pegged Order Types for Determining Whether a Quote Instability Condition Exists Comments Due: March 15, 2023 |