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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99472 SEC Issue Date:Feb 5, 2024 File Number: SR-EMERALD-2024-02 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System
Comments Due: March 1, 2024
See Also - Exhibit 5
Release Number:34-99407 SEC Issue Date:Jan 22, 2024 File Number:SR-EMERALD-2023-13 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Withdrawal of Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Release Number:34-99373 SEC Issue Date:Jan 17, 2024 File Number:SR-EMERALD-2024-01 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W
Comments Due: by March 5, 2024. Rebuttal Comments should be submitted by March 19, 2024.
View Received Comments
See Also - Exhibit 5
Release Number:34-99232 SEC Issue Date:Dec 22, 2023 File Number:SR-EMERALD-2023-31 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 517, Quote Types Defined
Comments Due: January 18, 2024
See Also - Exhibit 5
Release Number:34-99209 SEC Issue Date:Dec 20, 2023 File Number:SR-EMERALD-2023-13 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Designation of Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product
Comments Due: 21 days after publication in the Federal Register.
Release Number:34-99138 SEC Issue Date:Dec 11, 2023 File Number: SR-EMERALD-2023-30 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: January 5, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-99089 SEC Issue Date:Dec 5, 2023 File Number:SR-EMERALD-2023-29 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Purge Ports
Comments Due: January 2, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-98751 SEC Issue Date:Oct 13, 2023 File Number:SR-EMERALD-2023-27 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: November 9, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-98734 SEC Issue Date:Oct 12, 2023 File Number:SR-EMERALD-2023-26 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule for Purge Ports
Comments Due: November 8, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-98728 SEC Issue Date:Oct 12, 2023 File Number:SR-EMERALD-2023-28 SRO Organization:MIAX Emerald, LLC (EMERALD) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Related to the Options Regulatory Fee
Comments Due: November 8, 2023
View Received Comments
See Also - Exhibit 5