National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number: 34-98691 | SEC Issue Date:Oct 5, 2023 | File Number:SR-EMERALD-2023-19 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Withdrawal of Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity Fees and Ports Fees Submit a Comment on SR-EMERALD-2023-19
|
| Release Number: 34-98656 | SEC Issue Date:Sep 29, 2023 | File Number:SR-EMERALD-2023-19 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Fee Schedule To Modify Certain Connectivity and Port Fees Comments Due: October 25, 2023. Rebuttal comments should be submitted by November 8, 2023. |
| Release Number:34-98513 | SEC Issue Date:Sep 25, 2023 | File Number:SR-EMERALD-2023-25 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide Eligible Members Another Opportunity to Elect to Participate in the Maintaining Qualifications Program Comments Due: October 20, 2023 |
| Release Number:34-98362 | SEC Issue Date:Sep 12, 2023 | File Number:SR-EMERALD-2023-23 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Its Fee Schedule Comments Due: October 10, 2023 See Also - Exhibit 5 |
| Release Number:34-98259 | SEC Issue Date:Aug 31, 2023 | File Number:SR-EMERALD-2023-21 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Options Fee Schedule to Extend the Date for Which Ad Hoc Requests for Historical Intra-Day Open-Close Report Data May Be Requested Comments Due: September 28, 2023 See Also - Exhibit 5 |
| Release Number:34-98176 | SEC Issue Date:Aug 21, 2023 | File Number:SR-EMERALD-2023-19 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: September 15, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-98088 | SEC Issue Date:Aug 8, 2023 | File Number:SR-EMERALD-2023-20 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to amend the MIAX Emerald Options Exchange Fee Schedule to Modify the Excessive Quoting Fee Comments Due: September 5, 2023 See Also - Exhibit 5 |
| Release Number:34-98051 | SEC Issue Date:Aug 3, 2023 | File Number:SR-EMERALD-2023-13 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Increase Fees for the ToM Market Data Product and Establish Fees for the cToM Market Data Product Comments Due: 21 days after publication in the Federal Register. |
| Release Number:34-98018 | SEC Issue Date:Jul 28, 2023 | File Number:SR-EMERALD-2023-18 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Provide an Additional Means of Access to the Member Firm Portal Through an Application Programming Interface Comments Due: August 24, 2023 |
| Release Number:34-98010 | SEC Issue Date:Jul 27, 2023 | File Number:SR-EMERALD-2023-16 | SRO Organization:MIAX Emerald, LLC (EMERALD) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Make Minor, Non-Substantive Edits to Rules 100, 515A, and 521 Comments Due: August 23, 2023 See Also - Exhibit 5 |