National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99375 | SEC Issue Date:Jan 17, 2024 | File Number:SR-PEARL-2024-01 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine W Comments Due: by March 5, 2024. Rebuttal Comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 Submit a Comment on SR-PEARL-2024-01
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| Release Number:34-99318 | SEC Issue Date:Jan 11, 2024 | File Number:SR-PEARL-2023-73 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Expand the NBBO Setter Plus Program and Remove the Step-Up Added Liquidity Rebate Comments Due: February 8, 2024 See Also - Exhibit 5 |
| Release Number:34-99251 | SEC Issue Date:Dec 29, 2023 | File Number:SR-PEARL-2023-72 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading Comments Due: January 26, 2024 See Also - Exhibit 5 |
| Release Number:34-99203 | SEC Issue Date:Dec 18, 2023 | File Number:SR-PEARL-2023-71 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2615(d) to Eliminate the Contingent Open Comments Due: January 12, 2024 See Also - Exhibit 5 |
| Release Number:34-99180 | SEC Issue Date:Dec 14, 2023 | File Number:SR-PEARL-2023-70 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading Comments Due: January 10, 2024 See Also - Exhibit 5 |
| Release Number:34-99175 | SEC Issue Date:Dec 14, 2023 | File Number:SR-PEARL-2023-69 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule Comments Due: January 10, 2024 See Also - Exhibit 5 |
| Release Number:34-99152 | SEC Issue Date:Dec 13, 2023 | File Number:SR-PEARL-2023-68 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 100, Definitions, Rule 530, Limit Up-Limit Down, Rule 2612, Minimum Price Variations, Rule 2614, Orders and Order Instructions, and Rule 2705 Prohibition Against Comments Due: January 9, 2024 See Also - Exhibit 5 |
| Release Number:34-99140 | SEC Issue Date:Dec 11, 2023 | File Number:SR-PEARL-2023-64 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Exchange Fee Schedule to Modify Certain Connectivity and Port Fees Comments Due: January 5, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99090 | SEC Issue Date:Dec 6, 2023 | File Number:SR-PEARL-2023-65 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule for Purge Ports Comments Due: January 2, 2024 View Received Comments See Also - Exhibit 5 |
| Release Number:34-99034 | SEC Issue Date:Nov 29, 2023 | File Number:SR-PEARL-2023-66 | SRO Organization:MIAX PEARL, LLC (PEARL) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 404, Series of Option Contracts Open for Trading to Adopt New Interpretations and Policies .12 Comments Due: December 26, 2023 See Also - Exhibit 5 |