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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-97716 SEC Issue Date:Jun 13, 2023 File Number:SR-PEARL-2023-25 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify the Step-Up Added Liquidity Rebate
Comments Due: July 11, 2023
See Also - Exhibit 5
Release Number:34-97519 SEC Issue Date:May 17, 2023 File Number:SR-PEARL-2023-22 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: June 13, 2023
See Also - Exhibit 5
Release Number:34-97454 SEC Issue Date:May 8, 2023 File Number:SR-PEARL-2023-21 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend Exchange Rule 2622, Limit Up-Limit Down Plan and Trading Halts
Comments Due: June 2, 2023
See Also - Exhibit 5
Release Number:34-97420 SEC Issue Date:May 2, 2023 File Number:SR-PEARL-2023-19 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: May 30, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-97417 SEC Issue Date:May 2, 2023 File Number:SR-PEARL-2023-18 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule to Modify Certain Connectivity and Port Fees
Comments Due: May 30, 2023
View Received Comments
See Also - Exhibit 5
Release Number:34-97308 SEC Issue Date:Apr 13, 2023 File Number:SR-PEARL-2023-16 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Equities Fee Schedule
Comments Due: May 10, 2023
See Also - Exhibit 5
Release Number:34-97305 SEC Issue Date:Apr 13, 2023 File Number:SR-PEARL-2023-17 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the MIAX Pearl Options Fee Schedule
Comments Due: May 10, 2023
See Also - Exhibit 5
Release Number:34-97236 SEC Issue Date:Mar 31, 2023 File Number:SR-PEARL-2023-15 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Exchange Rules 2617 and 2626 Regarding Retail Orders Routed Pursuant to the Route to Primary Auction Routing Option
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-97168 SEC Issue Date:Mar 20, 2023 File Number:SR-PEARL-2023-13 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Options Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5
Release Number:34-97124 SEC Issue Date:Mar 13, 2023 File Number:SR-PEARL-2023-10 SRO Organization:MIAX PEARL, LLC (PEARL) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by MIAX PEARL, LLC To Amend the MIAX Pearl Equities Fee Schedule
Comments Due: 21 days after publication in the Federal Register
See Also - Exhibit 5