National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
---|---|---|---|---|
Release Number:34-99430 | SEC Issue Date:Jan 25, 2024 | File Number:SR-BX-2024-003 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2 Comments Due: February 21, 2024 See Also - Exhibit 5 Submit a Comment on SR-BX-2024-003
|
Release Number: 34-99358 | SEC Issue Date:Jan 17, 2024 | File Number:SR-BX-2024-002 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing of a Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024. View Received Comments See Also - Exhibit 5 |
Release Number:34-99330 | SEC Issue Date:Jan 11, 2024 | File Number: SR-BX-2024-001 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118 Comments Due: February 8, 2024 See Also - Exhibit 5 |
Release Number: 34-99270 | SEC Issue Date:Jan 3, 2024 | File Number:SR-BX-2023-034 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7, Section 118 Comments Due: January 30, 2024 See Also - Exhibit 5 |
Release Number:34-99124 | SEC Issue Date:Dec 8, 2023 | File Number:SR-BX-2023-033 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: January 4, 2024 See Also - Exhibit 5 |
Release Number:34-99103 | SEC Issue Date:Dec 7, 2023 | File Number:SR-BX-2023-032 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Monthly Options Series Comments Due: January 3, 2024 See Also - Exhibit 5 |
Release Number:34-99008 | SEC Issue Date:Nov 21, 2023 | File Number:SR-BX-2023-031 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2 Regarding Fees and Rebates Comments Due: December 19, 2023 See Also - Exhibit 5 |
Release Number:34-98958 | SEC Issue Date:Nov 15, 2023 | File Number:SR-BX-2023-028 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Shorten the Standard Settlement Cycle Comments Due: December 12, 2023 See Also - Exhibit 5 |
Release Number:34-98770 | SEC Issue Date:Oct 18, 2023 | File Number:SR-BX-2023-026 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports for Equities Trading Comments Due: November 14, 2023 See Also - Exhibit 5 |
Release Number:34-98745 | SEC Issue Date:Oct 13, 2023 | File Number:SR-BX-2023-025 | SRO Organization:Nasdaq BX, Inc. (BX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: November 9, 2023 See Also - Exhibit 5 |