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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99430 SEC Issue Date:Jan 25, 2024 File Number:SR-BX-2024-003 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2
Comments Due: February 21, 2024
See Also - Exhibit 5
Release Number: 34-99358 SEC Issue Date:Jan 17, 2024 File Number:SR-BX-2024-002 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing of a Proposed Rule Change to Establish Fees Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Instituting Proceedings to Determine Whether to Approve or
Comments Due: by March 5, 2024. Rebuttal comments should be submitted by March 19, 2024.
 
View Received Comments
See Also - Exhibit 5
Release Number:34-99330 SEC Issue Date:Jan 11, 2024 File Number: SR-BX-2024-001 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 118
Comments Due: February 8, 2024
See Also - Exhibit 5
Release Number: 34-99270 SEC Issue Date:Jan 3, 2024 File Number:SR-BX-2023-034 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Exchange’s Schedule of Fees at Equity 7, Section 118
Comments Due: January 30, 2024
See Also - Exhibit 5
Release Number:34-99124 SEC Issue Date:Dec 8, 2023 File Number:SR-BX-2023-033 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1
Comments Due: January 4, 2024
See Also - Exhibit 5
Release Number:34-99103 SEC Issue Date:Dec 7, 2023 File Number:SR-BX-2023-032 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Regarding Monthly Options Series
Comments Due: January 3, 2024
See Also - Exhibit 5
Release Number:34-99008 SEC Issue Date:Nov 21, 2023 File Number:SR-BX-2023-031 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BX Options 7, Section 2 Regarding Fees and Rebates
Comments Due: December 19, 2023
See Also - Exhibit 5
Release Number:34-98958 SEC Issue Date:Nov 15, 2023 File Number:SR-BX-2023-028 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Shorten the Standard Settlement Cycle
Comments Due: December 12, 2023
See Also - Exhibit 5
Release Number:34-98770 SEC Issue Date:Oct 18, 2023 File Number:SR-BX-2023-026 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Establish Purge Ports for Equities Trading
Comments Due: November 14, 2023
See Also - Exhibit 5
Release Number:34-98745 SEC Issue Date:Oct 13, 2023 File Number:SR-BX-2023-025 SRO Organization:Nasdaq BX, Inc. (BX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1
Comments Due: November 9, 2023
See Also - Exhibit 5