National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99129 | SEC Issue Date:Dec 11, 2023 | File Number:SR-GEMX-2023-17 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: January 5, 2024 See Also - Exhibit 5 Submit a Comment on SR-GEMX-2023-17
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| Release Number:34-98924 | SEC Issue Date:Nov 14, 2023 | File Number:SR-GEMX-2023-14 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX Options 7, Section 4 to Amend Route-Out Fees Comments Due: December 11, 2023 |
| Release Number:34-98866 | SEC Issue Date:Nov 6, 2023 | File Number:SR-GEMX-2023-13 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Pricing Schedule at Options 7 to Specify Pricing Related to Unrelated Market or Marketable Interest Comments Due: December 4, 2023 See Also - Exhibit 5 |
| Release Number:34-98749 | SEC Issue Date:Oct 13, 2023 | File Number:SR-GEMX-2023-12 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Its GPS Antenna Fees at General 8, Section 1 Comments Due: November 9, 2023 See Also - Exhibit 5 |
| Release Number:34-98444 | SEC Issue Date:Sep 20, 2023 | File Number:SR-GEMX-2023-11 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Related to PIM Comments Due: October 17, 2023 See Also - Exhibit 5 |
| Release Number:34-98090 | SEC Issue Date:Aug 8, 2023 | File Number:SR-GEMX-2023-10 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |
| Release Number:34-98056 | SEC Issue Date:Aug 4, 2023 | File Number:SR-GEMX-2023-09 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Reduce GEMX's Options Regulatory Fee Comments Due: August 31, 2023 See Also - Exhibit 5 |
| Release Number:34-97936 | SEC Issue Date:Jul 18, 2023 | File Number:SR-GEMX-2023-08 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Risk Protections) to Adopt an Active Quote Protection Comments Due: August 14, 2023 See Also - Exhibit 5 |
| Release Number:34-97521 | SEC Issue Date:May 17, 2023 | File Number:SR-GEMX-2023-07 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 3 Comments Due: June 13, 2023 See Also - Exhibit 5 |
| Release Number:34-97360 | SEC Issue Date:Apr 24, 2023 | File Number:SR-GEMX-2023-05 | SRO Organization:Nasdaq GEMX, LLC (GEMX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend GEMX's Pricing Schedule at Options 7 Comments Due: May 19, 2023 See Also - Exhibit 5 |