National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-98702 | SEC Issue Date:Oct 6, 2023 | File Number:SR-ISE-2023-22 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Complex Order Rules Comments Due: November 3, 2023 See Also - Exhibit 5 Submit a Comment on SR-ISE-2023-22
|
| Release Number:34-98643 | SEC Issue Date:Sep 29, 2023 | File Number:SR-ISE-2023-20 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing of Proposed Rule Change to Permit the Listing and Trading of P.M.-Settled Nasdasq-100 Index Options with a Third-Friday-of-the-Month Expiration Comments Due: October 25, 2023 See Also - Exhibit 5 |
| Release Number:34-98450 | SEC Issue Date:Sep 20, 2023 | File Number:SR-ISE-2023-08 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Order Granting Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments |
| Release Number:34-98443 | SEC Issue Date:Sep 20, 2023 | File Number:SR-ISE-2023-19 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 13 Related to PIM Comments Due: October 17, 2023 See Also - Exhibit 5 |
| Release Number:34-98409 | SEC Issue Date:Sep 15, 2023 | File Number:SR-ISE-2023-11 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Change to Amend the Short Term Option Series Program to Permit the Listing of Two Wednesday Expirations for Options on Certain Exchange Traded Products Comments Due: October 12, 2023. Rebuttal comments should be submitted by October 26, 2023. View Received Comments |
| Release Number:34-98233 | SEC Issue Date:Aug 28, 2023 | File Number:SR-ISE-2023-08 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots View Received Comments |
| Release Number:34-98182 | SEC Issue Date:Aug 21, 2023 | File Number:SR-ISE-2023-18 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 3, Section 15 (Simple Order Risk Protections) to Adopt an Active Quote Protection Comments Due: September 15, 2023 See Also - Exhibit 5 |
| Release Number:34-98096 | SEC Issue Date:Aug 9, 2023 | File Number:SR-ISE-2023-16 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Accelerate the Listing of Options on Certain IPOs Comments Due: September 5, 2023 See Also - Exhibit 5 |
| Release Number:34-98091 | SEC Issue Date:Aug 8, 2023 | File Number:SR-ISE-2023-15 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to a Stockholders' Agreement by and Among Nasdaq, Inc., Adenza Parent, LP, and the Other Parties Thereto Comments Due: September 5, 2023 |
| Release Number:34-98066 | SEC Issue Date:Aug 7, 2023 | File Number:SR-ISE-2023-13 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend ISE Rules Related to Complex Orders with Respect to a System Migration Comments Due: September 1, 2023 See Also - Exhibit 5 |