National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-93814 | SEC Issue Date:Dec 17, 2021 | File Number:SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) |
Details: Notice of Withdrawal of Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 Submit a Comment on SR-C2-2021-008
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| Release Number:34-93777 | SEC Issue Date:Dec 14, 2021 | File Number:SR-ISE-2021-26 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend ISE's Pricing Schedule at Options 7, Section 1, General Provisions Comments Due: January 10, 2022 See Also - Exhibit 5 |
| Release Number:34-93658 | SEC Issue Date:Nov 23, 2021 | File Number:SR-ISE-2021-25 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Increase Position Limits for Options on Certain Exchange-Traded Funds Comments Due: December 21, 2021 See Also - Exhibit 5 |
| Release Number:34-93582 | SEC Issue Date:Nov 16, 2021 | File Number:SR-ISE-2021-24 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend FINRA Fees Comments Due: December 13, 2021 See Also - Exhibit 5 |
| Release Number:34-93449 | SEC Issue Date:Oct 28, 2021 | File Number:SR-ISE-2021-23 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Exchange's Nonstandard Expirations Pilot Program Comments Due: November 24, 2021 See Also - Exhibit 5 |
| Release Number:34-93448 | SEC Issue Date:Oct 28, 2021 | File Number:SR-ISE-2021-22 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Extend the Pilot To Permit the Listing and Trading of Options on the Nasdaq 100 Reduced Value Index Comments Due: November 24, 2021 See Also - Exhibit 5 |
| Release Number:34-93437 | SEC Issue Date:Oct 27, 2021 | File Number:SR-PHLX-2021-25, SR-NASDAQ-2021-029, SR-MRX-2021-05, SR-ISE-2021-08, SR-GEMX-2021-03, SR-CboeEDGX-2021-024, SR-CboeEDGA-2021-010, SR-CboeBZX-2021-034, SR-CboeBYX-2021-011, SR-CBOE-2021-030, SR-C2-2021-008, SR-BX-2021-018 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, The Nasdaq Stock Market LLC (NASDAQ), Nasdaq MRX, LLC (MRX), Nasdaq ISE, LLC (ISE), Nasdaq GEMX, LLC (GEMX), Cboe EDGX Exchange, Inc. (CboeEDGX), Cboe EDGA Exchange, Inc. (CboeEDGA), Cboe BZX Exchange, Inc. (CboeBZX), Cboe BYX Exchange, Inc. (CboeBYX), Cboe Exchange, Inc. (CBOE), Cboe C2 Exchange, Inc. (C2), Nasdaq BX, Inc. (BX) |
Details: Notice of Designation of Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove Proposed Rule Changes To Adopt a Fee Schedule To Establish Fees for Industry Members Related to the National Market System Plan Governing the Consolidated Audit Trail Comments Due: June 1, 2021 |
| Release Number:34-93314 | SEC Issue Date:Oct 14, 2021 | File Number:SR-ISE-2021-21 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Exchange's Pricing Schedule at Options 7, Section 6.A To Modify the QCC and Solicitation Rebate Program Comments Due: November 10, 2021 See Also - Exhibit 5 |
| Release Number:34-93246 | SEC Issue Date:Oct 4, 2021 | File Number:SR-ISE-2021-20 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Permit Monday and Wednesday Expirations for Options Listed Pursuant to the Short Term Option Series Program on the iShares Russell 2000 ETF Comments Due: October 29, 2021 See Also - Exhibit 5 |
| Release Number:34-93017 | SEC Issue Date:Sep 16, 2021 | File Number:SR-ISE-2021-19 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Options 3, Section 17, To Decommission the Exchange's Quote Removal Kill Switch Functionality Comments Due: October 13, 2021 See Also - Exhibit 5 |