National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-97624 | SEC Issue Date:May 31, 2023 | File Number:SR-Phlx-2023-07 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing of Amendment No. 1 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, to Make Permanent Certain P.M.-Settled Pilots Comments Due: July 11, 2023 Submit a Comment on SR-Phlx-2023-07
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| Release Number:34-97618 | SEC Issue Date:May 30, 2023 | File Number:SR-Phlx-2023-19 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7 to Establish Pricing for Index Options on the Nasdaq-100 ESG Index Comments Due: June 26, 2023 See Also - Exhibit 5 |
| Release Number:34-97542 | SEC Issue Date:May 22, 2023 | File Number:SR-Phlx-2023-18 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Offer Field-Programmable Gate Array Technology as an Optional Delivery Mechanism for PSX TotalView Comments Due: June 16, 2023 |
| Release Number:34-97506 | SEC Issue Date:May 15, 2023 | File Number:SR-Phlx-2023-09 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Order Granting Approval of Proposed Rule Change to Permit the Listing and Trading of Options on the Nasdaq-100 ESG Index |
| Release Number:34-97465 | SEC Issue Date:May 9, 2023 | File Number:SR-Phlx-2023-16 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Equity 7, Section 3(a)(1) Comments Due: June 5, 2023 See Also - Exhibit 5 |
| Release Number:34-97426 | SEC Issue Date:May 3, 2023 | File Number:SR-Phlx-2023-15 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Comments Due: May 30, 2023 See Also - Exhibit 5 |
| Release Number:34-97416 | SEC Issue Date:May 2, 2023 | File Number:SR-Phlx-2023-14 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Options 7, Section 4 Regarding Qualified Contingent Cross Growth Tier Rebate Comments Due: May 30, 2023 See Also - Exhibit 5 |
| Release Number:34-97385 | SEC Issue Date:Apr 26, 2023 | File Number:SR-Phlx-2023-13 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Extend Certain Pilot Programs Comments Due: May 23, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-97384 | SEC Issue Date:Apr 26, 2023 | File Number:SR-Phlx-2023-11 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Credits at Equity 7, Section 3 Comments Due: May 23, 2023 View Received Comments See Also - Exhibit 5 |
| Release Number:34-97260 | SEC Issue Date:Apr 7, 2023 | File Number:SR-Phlx-2023-07 | SRO Organization:Nasdaq PHLX LLC (Phlx) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change to Make Permanent Certain P.M.-Settled Pilots |