National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-98856 | SEC Issue Date:Nov 3, 2023 | File Number:SR-NYSEAMER-2023-52 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Amend Rule 7.37E Comments Due: November 30, 2023 See Also - Exhibit 5 Submit a Comment
|
| Release Number:34-98853 | SEC Issue Date:Nov 3, 2023 | File Number:SR-NYSEAMER-2023-54 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change Amending Rule 935NY Comments Due: November 30, 2023 See Also - Exhibit 5 |
| Release Number:34-98798 | SEC Issue Date:Oct 25, 2023 | File Number:SR-NYSEAMER-2023-49 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Delete Legacy Disciplinary Rules 475, 476, 476A, and 477 and Make Conforming Changes to Rule 41, Rules 8001, 8130(d), 8320(d), 9001, 9216(b)(1), 9810(a), and 781 of the Office Rules, Rules Comments Due: November 21, 2023 See Also - Exhibit 5 |
| Release Number:34-98771 | SEC Issue Date:Oct 18, 2023 | File Number:SR-NYSEAMER-2023-50 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the NYSE American Options Proprietary Market Data Fee Schedule Comments Due: November 14, 2023 See Also - Exhibit 5 |
| Release Number:34-98678 | SEC Issue Date:Oct 3, 2023 | File Number:SR-NYSEAMER-2023-48 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the NYSE American Options Fee Schedule to Modify the Options Regulatory Fee Comments Due: October 31, 2023 See Also - Exhibit 5 |
| Release Number:34-98598 | SEC Issue Date:Sep 28, 2023 | File Number:SR-NYSEAMER-2023-47 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 of the General and Floor Rules Comments Due: October 25, 2023 See Also - Exhibit 5 |
| Release Number:34-98484 | SEC Issue Date:Sep 22, 2023 | File Number:SR-NYSEAMER-2023-45 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 980NYP Comments Due: October 19, 2023 See Also - Exhibit 5 |
| Release Number: 34-98483 | SEC Issue Date:Sep 22, 2023 | File Number: SR-NYSEAMER-2023-44 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: October 19, 2023 See Also - Exhibit 5 |
| Release Number:34-98332 | SEC Issue Date:Sep 8, 2023 | File Number:SR-NYSEAMER-2023-43 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: NYSE American LLC; Notice of Filing and Immediate Effectiveness of Proposed Change to Modify the NYSE American Options Fee Schedule Comments Due: October 5, 2023 See Also - Exhibit 5 |
| Release Number:34-98247 | SEC Issue Date:Aug 30, 2023 | File Number:SR-NYSEAMER-2023-42 | SRO Organization:NYSE American LLC (NYSEAMER) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Change to Modify Rule 900.3NYP Comments Due: September 27, 2023 See Also - Exhibit 5 |