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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-81670 SEC Issue Date:Sep 21, 2017 File Number:SR-NYSEAMER-2017-18 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Update and Amend its Options Rules, as Described Herein, To Reduce Unnecessary Complexity and To Promote Standardization and Clarity
See Also - Exhibit 5
Release Number:34-81651 SEC Issue Date:Sep 19, 2017 File Number:SR-NYSEAMER-2017-14 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Amending Its Rules To Make Technical and Conforming Updates, in Connection With the Merger of NYSE Arca Equities, Inc. With and Into the Exchange's Affiliate NYSE Arca, Inc. and the Name Change of NYSE National, Inc.
See Also - Exhibit 5
Release Number:34-81582 SEC Issue Date:Sep 12, 2017 File Number:SR-NYSEAMER-2017-12 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 975NY and Rule 953NY
See Also - Exhibit 5
Release Number:34-81569 SEC Issue Date:Sep 11, 2017 File Number:SR-NYSEAMER-2017-13 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule
See Also - Exhibit 5
Release Number:34-81549 SEC Issue Date:Sep 7, 2017 File Number:SR-NYSEAMER-2017-08 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Modify the NYSE American Options Fee Schedule
See Also - Exhibit 5
Release Number:34-81547 SEC Issue Date:Sep 7, 2017 File Number:SR-NYSEAMER-2017-11 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Change To Amend Its Price List
See Also - Exhibit 5
Release Number:34-81537 SEC Issue Date:Sep 6, 2017 File Number:SR-NYSEAMER-2017-07 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt Commentary .06 to Rule 980NY To Enhance the Price Protections for Complex Orders Executed on the Exchange
See Also - Exhibit 5
Release Number:34-81470 SEC Issue Date:Aug 23, 2017 File Number:SR-NYSEAMER-2017-05 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing of Proposed Rule Change To Amend the Complimentary Products and Services Available to Certain Eligible New Listings Pursuant to Section 146 of the NYSE American Company Guide
See Also - Exhibit 5, Rel. No. 34-81783
Release Number:34-81418 SEC Issue Date:Aug 17, 2017 File Number:SR-NYSEAMER-2017-06 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Add Certain Rules Adopted in Connection With the Exchange's Transition to a Fully-Automated Cash Equities Market to the List of Minor Rule Violations in Rule 9217 of the Office Rules
See Also - Exhibit 5
Release Number:34-81408 SEC Issue Date:Aug 16, 2017 File Number:SR-NYSEAMER-2017-04 SRO Organization:NYSE American LLC (NYSEAMER) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Modify the NYSE American Options Fee Schedule
See Also - Exhibit 5