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National Securities Exchanges Table

Release Number
File Number
SRO Organization
Details
Release Number:34-99624 SEC Issue Date:Feb 28, 2024 File Number:SR-NYSECHX-2024-05 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.19
Comments Due: March 26, 2024
See Also - Exhibit 5
Release Number:34-99609 SEC Issue Date:Feb 26, 2024 File Number:SR-NYSECHX-2024-06 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31(a)(2)(B)
Comments Due: March 22, 2024
See Also - Exhibit 5
Release Number:34-99522 SEC Issue Date:Feb 12, 2024 File Number:SR-NYSECHX-2024-03 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: March 8, 2024
See Also - Exhibit 5
Release Number:34-99495 SEC Issue Date:Feb 8, 2024 File Number:SR-NYSECHX-2024-04 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Harmonize Rules 10.9261 and 10.9830
Comments Due: March 6, 2024
See Also - Exhibit 5
Release Number:34-99366 SEC Issue Date:Jan 17, 2024 File Number:SR-NYSECHX-2024-02 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc. to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of an
Comments Due: March 5, 2024
Rebuttal Comments Due: March 19, 2024
View Received Comments
See Also - Exhibit 5
Release Number:34-99338 SEC Issue Date:Jan 12, 2024 File Number:SR-NYSECHX-2023-25 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Schedule of Fees and Rebates
Comments Due: February 8, 2024
See Also - Exhibit 5
Release Number:34-99167 SEC Issue Date:Dec 14, 2023 File Number:SR-NYSECHX-2023-24 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: January 10, 2024
See Also - Exhibit 5
Release Number:34-99057 SEC Issue Date:Nov 30, 2023 File Number:SR-NYSECHX-2023-23 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Update Citations to Rule 600(b) of Regulation National Market System
Comments Due: December 27, 2024
See Also - Exhibit 5
Release Number:34-98965 SEC Issue Date:Nov 16, 2023 File Number:SR-NYSECHX-2023-22 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule
Comments Due: December 13, 2023
See Also - Exhibit 5
Release Number:34-98901 SEC Issue Date:Nov 9, 2023 File Number:SR-NYSECHX-2023-21 SRO Organization:NYSE Chicago, Inc. (NYSECHX) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.31
Comments Due: December 6, 2023
See Also - Exhibit 5