National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-98898 | SEC Issue Date:Nov 9, 2023 | File Number:SR-NYSECHX-2023-19 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 Comments Due: December 6, 2023 See Also - Exhibit 5 Submit a Comment on SR-NYSECHX-2023-19
|
| Release Number:34-98875 | SEC Issue Date:Nov 7, 2023 | File Number:SR-NYSECHX-2023-20 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rules 10.9521 and 10.9522 to Correct Obsolete References to a FINRA Department Comments Due: December 5, 2023 See Also - Exhibit 5 |
| Release Number:34-98586 | SEC Issue Date:Sep 28, 2023 | File Number:SR-NYSECHX-2023-17 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 0 Comments Due: October 25, 2023 See Also - Exhibit 5 |
| Release Number:34-98151 | SEC Issue Date:Aug 16, 2023 | File Number:SR-NYSECHX-2023-16 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing of Proposed Rule Change to Amend the Connectivity Fee Schedule Regarding Power Allocation Comments Due: September 12, 2023 See Also - Exhibit 5 |
| Release Number:34-98114 | SEC Issue Date:Aug 11, 2023 | File Number:SR-NYSECHX-2023-15 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Schedule of NYSE Chicago, Inc.to Adopt a Fee for Directed Orders Routed Directly By the Exchange to an Alternative Trading System Comments Due: September 6, 2023 See Also - Exhibit 5 |
| Release Number:34-98001 | SEC Issue Date:Jul 26, 2023 | File Number:SR-NYSECHX-2023-14 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Connectivity Fee Schedule Comments Due: August 22, 2023 See Also - Exhibit 5 |
| Release Number:34-97751 | SEC Issue Date:Jun 16, 2023 | File Number:SR-NYSECHX-2023-12 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Partial Cabinet Solution Bundles Offered as Part of Its Co-location Services Comments Due: July 14, 2023 See Also - Exhibit 5 |
| Release Number:34-97744 | SEC Issue Date:Jun 16, 2023 | File Number:SR-NYSECHX-2023-13 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change for Amendments to the Exchange's Rules Regarding Continuing Education Requirements Comments Due: July 14, 2023 |
| Release Number:34-97699 | SEC Issue Date:Jun 12, 2023 | File Number:SR-NYSECHX-2023-11 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend Rule 7.37 to Specify the Exchange's Source of Data Feeds from MEMX LLC Comments Due: July 7, 2023 See Also - Exhibit 5 |
| Release Number:34-97691 | SEC Issue Date:Jun 9, 2023 | File Number:SR-NYSECHX-2023-09 | SRO Organization:NYSE Chicago, Inc. (NYSECHX) |
Details: Notice of Filing of Amendment No. 1 and Order Granting Accelerated Approval of a Proposed Rule Change, as Modified by Amendment No. 1, to Adopt New NYSE Chicago Rule 29 to Establish Listing Standards Related to Recovery of Erroneously Awarded Incentive-Ba Comments Due: July 6, 2023 See Also - Exhibit 5 |