National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-78745 | SEC Issue Date:Sep 1, 2016 | File Number:SR-BatsEDGX-2016-48 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Delay the Implementation of the Options Regulatory Fee See Also - Exhibit 5 |
| Release Number:34-78696 | SEC Issue Date:Aug 26, 2016 | File Number:SR-BatsEDGX-2016-50 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 19.6, Series of Options Contracts Open for Trading, To Allow Wednesday Expirations for SPY Options See Also - Exhibit 5 |
| Release Number:34-78630 | SEC Issue Date:Aug 22, 2016 | File Number:SR-BatsEDGX-2016-46 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 21.8, Order Display and Book Processing See Also - Exhibit 5 |
| Release Number:34-78635 | SEC Issue Date:Aug 22, 2016 | File Number:SR-BatsEDGX-2016-45 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 13.8, EDGX Book Feeds, To Adopt a New Market Data Product Known as EDGX Summary Depth See Also - Exhibit 5 |
| Release Number:34-78535 | SEC Issue Date:Aug 10, 2016 | File Number:SR-BatsEDGX-2016-42 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees See Also - Exhibit 5 |
| Release Number:34-78522 | SEC Issue Date:Aug 9, 2016 | File Number:SR-BatsEDGX-2016-40 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange's Options Platform |
| Release Number:34-78472 | SEC Issue Date:Aug 3, 2016 | File Number:SR-BatsEDGX-2016-35 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.21, Retail Orders, To Conform to the Rules of Bats BZX Exchange, Inc. and Bats BYX Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-78460 | SEC Issue Date:Aug 2, 2016 | File Number:SR-BatsEDGX-2016-36 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Reflect the Dissolution of One of the Exchange's Intermediate Holding Companies, Direct Edge Holdings LLC See Also - Exhibit 5a, Exhibit 5b, Exhibit 5c, Exhibit 5d, Exhibit 5e |
| Release Number:34-78452 | SEC Issue Date:Aug 1, 2016 | File Number:SR-BatsEDGX-2016-33 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Adopt an Options Regulatory Fee See Also - Exhibit 5, Rel. No. 34-78850 |
| Release Number:34-78369 | SEC Issue Date:Jul 20, 2016 | File Number:SR-BatsEDGX-2016-32 | SRO Organization:Bats EDGX Exchange, Inc. (BatsEDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees as They Apply to the Recently Adopted Step Up Mechanism on Its Equity Options Platform See Also - Exhibit 5 |