National Securities Exchanges
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
|---|---|---|---|---|
| Release Number:34-74115 | SEC Issue Date:Jan 22, 2015 | File Number:SR-BYX-2012-019 | SRO Organization:BATS Y-Exchange (BYX) |
Details: BATS Y-Exchange, Inc.; Order Granting an Extension to Limited Exemption From Rule 612(c) of Regulation NMS in Connection With the Exchange's Retail Price Improvement Program |
| Release Number:34-74111 | SEC Issue Date:Jan 22, 2015 | File Number:SR-BYX-2015-05 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Extend the Pilot Period for BATS Y-Exchange, Inc.'s Retail Price Improvement ("RPI") Program for 12 Months, To Expire on January 31, 2016 |
| Release Number:34-74075 | SEC Issue Date:Jan 15, 2015 | File Number:SR-BYX-2015-03 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds See Also - Exhibit 5 |
| Release Number:34-74050 | SEC Issue Date:Jan 14, 2015 | File Number:SR-BYX-2015-01 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73936 | SEC Issue Date:Dec 24, 2014 | File Number:SR-BYX-2014-041 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 2.12 To Remove References to "Direct Edge ECN LLC" and "DE Route" See Also - Exhibit 5 |
| Release Number:34-73918 | SEC Issue Date:Dec 23, 2014 | File Number:SR-EDGX-2014-25, SR-EDGA-2014-25, SR-BYX-2014-030, SR-BATS-2014-055 | SRO Organization:EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) |
Details: Notice of Amendments No. 2 and Order Granting Accelerated Approval to Proposed Rule Changes, as Modified by Amendments Nos. 1 and 2, To Establish a New Market Data Product Called the BATS One Feed View Received Comments See Also - Rel. No. 34-73596, Rel. No. 34-73594, Rel. No. 34-73597 |
| Release Number:34-73881 | SEC Issue Date:Dec 18, 2014 | File Number:SR-BYX-2014-040 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73874 | SEC Issue Date:Dec 18, 2014 | File Number:SR-BYX-2014-039 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.9(a)(2) and 11.18(e) of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73812 | SEC Issue Date:Dec 11, 2014 | File Number:SR-BYX-2014-037 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of BATS Y-Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-73744 | SEC Issue Date:Dec 4, 2014 | File Number:SR-BYX-2014-036 | SRO Organization:BATS Y-Exchange (BYX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.1 of BATS Y-Exchange, Inc. See Also - Exhibit 5 |