National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-77537 | SEC Issue Date:Apr 6, 2016 | File Number:SR-EDGA-2016-02 | SRO Organization:EDGA Exchange (EDGA) |
Details: Order Approving Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions See Also - Rel. No. 34-77141 |
| Release Number:34-77464 | SEC Issue Date:Mar 29, 2016 | File Number:SR-EDGX-2016-04, SR-EDGA-2016-01, SR-BYX-2016-02, SR-BATS-2016-10 | SRO Organization:EDGX Exchange (EDGX), EDGA Exchange (EDGA), BATS Y-Exchange (BYX), BATS Exchange (BATS) |
Details: Order Approving Proposed Rule Changes To Amend and Restate the Certificate of Incorporation and Bylaws of the Exchanges' Ultimate Parent Company, BATS Global Markets, Inc. See Also - Rel. No. 34-77146, Rel. No. 34-77147, Rel. No. 34-77155, Rel. No. 34-77156 |
| Release Number:34-77299 | SEC Issue Date:Mar 4, 2016 | File Number:SR-EDGA-2016-05 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend its Rules as Well as Certain Corporate Documents of the Exchange To Reflect a Legal Name Change by BATS Global Markets, Inc. and the Legal Names of Certain Subsidiaries See Also - Exhibit 5A, Exhibit 5B, Exhibit 5C, Exhibit 5D |
| Release Number:34-77190 | SEC Issue Date:Feb 19, 2016 | File Number:SR-EDGA-2016-03 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6, Definitions, To Amend the Operation of Orders With a Non-Displayed Instruction and Orders With Reserve Quantity See Also - Exhibit 5 |
| Release Number:34-77146 | SEC Issue Date:Feb 16, 2016 | File Number:SR-EDGA-2016-01 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing of a Proposed Rule Change To Amend the Certificate of Incorporation and Bylaws of the Exchange's Ultimate Parent Company, BATS Global Markets, Inc. See Also - Exhibit 5A, Exhibit 5B, Rel. No. 34-77464 |
| Release Number:34-77141 | SEC Issue Date:Feb 16, 2016 | File Number:SR-EDGA-2016-02 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing of a Proposed Rule Change, as Modified by Amendment No. 1 Thereto, To Adopt an Early Trading Session and Three New Time-in-Force Instructions See Also - Exhibit 5, Rel. No. 34-77537 |
| Release Number:34-76851 | SEC Issue Date:Jan 7, 2016 | File Number:SR-EDGA-2015-49 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 11.17, Registration of Market Makers, and 11.20, Obligations of Market Makers See Also - Exhibit 5 |
| Release Number:34-76777 | SEC Issue Date:Dec 28, 2015 | File Number:SR-EDGA-2015-45 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of EDGA Exchange, Inc. See Also - Exhibit 5 |
| Release Number:34-76759 | SEC Issue Date:Dec 23, 2015 | File Number:SR-EDGA-2015-48 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Proprietary Trader and Proprietary Trader Principal Registration Categories, Securities Trader and Securities Trader Principal Registration Categories, and Establishing the Series 57 Examination See Also - Exhibit 5 |
| Release Number:34-76712 | SEC Issue Date:Dec 21, 2015 | File Number:SR-EDGA-2015-47 | SRO Organization:EDGA Exchange (EDGA) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rule 11.6(n)(1), Routing/Posting Instructions, To Amend the Aggressive Instruction See Also - Exhibit 5 |