National Securities Exchanges
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National Securities Exchanges Table
Release Number
|
File Number
|
SRO Organization
|
Details
|
|
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Release Number:34-74296 | SEC Issue Date:Feb 18, 2015 | File Number:SR-EDGX-2015-10 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rule 8.15 Entitled "Imposition of Fines for Minor Violation(s) of Rules" See Also - Exhibit 5 |
Release Number:34-74282 | SEC Issue Date:Feb 17, 2015 | File Number:SR-EDGX-2015-09 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Establish Fees for EDGX Top, EDGX Last Sale, and the BATS One Feed View Received Comments See Also - Exhibit 5 |
Release Number:34-74255 | SEC Issue Date:Feb 11, 2015 | File Number:SR-EDGX-2015-06 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Rules 1.5, 2.3, 2.5, and 2.6 Related to the Registration Requirements for Members of EDGX Exchange, Inc. See Also - Exhibit 5 |
Release Number:34-74236 | SEC Issue Date:Feb 10, 2015 | File Number:SR-EDGX-2015-07 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Related to Fees for Use of the Exchange See Also - Exhibit 5 |
Release Number:34-74165 | SEC Issue Date:Jan 28, 2015 | File Number:SR-EDGX-2015-04 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Make Non-Substantive Amendments and Clarifications to the Fee Schedule See Also - Exhibit 5 |
Release Number:34-74072 | SEC Issue Date:Jan 15, 2015 | File Number:SR-EDGX-2015-02 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Clarify the Use of Certain Data Feeds |
Release Number:34-74024 | SEC Issue Date:Jan 9, 2015 | File Number:SR-EDGX-2014-37 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Related to Fees for Use of EDGX Exchange, Inc. See Also - Exhibit 5 |
Release Number:34-74023 | SEC Issue Date:Jan 9, 2015 | File Number:SR-EDGX-2015-03 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Certain Rules To Adopt or Align System Functionality With That Currently Offered by BATS Exchange, Inc. and BATS Y-Exchange, Inc. See Also - Exhibit 5 |
Release Number:34-73989 | SEC Issue Date:Jan 5, 2015 | File Number:SR-EDGX-2014-36 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Adopt Top and Last Sale Data Feeds See Also - Exhibit 5 |
Release Number:34-73940 | SEC Issue Date:Dec 24, 2014 | File Number:SR-EDGX-2014-35 | SRO Organization:EDGX Exchange (EDGX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change To Amend Rules 2.11, 2.12, 11.11 and 11.14 To Replace References to "Direct Edge ECN LLC d/b/a DE Route" and "DE Route" With "BATS Trading, Inc." See Also - Exhibit 5 |