National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-96084 | SEC Issue Date:Oct 14, 2022 | File Number:SR-NYSE-2022-46 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: November 10, 2022 See Also - Exhibit 5 Submit a Comment on SR-NYSE-2022-46
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| Release Number:34-96023 | SEC Issue Date:Oct 11, 2022 | File Number:SR-NYSE-2022-14 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change To Modify Certain Pricing Limitations for Securities Listed on the Exchange Pursuant to a Primary Direct Floor Listing |
| Release Number:34-95968 | SEC Issue Date:Oct 4, 2022 | File Number:SR-NYSE-2022-45 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Connectivity Fee Schedule Comments Due: November 1, 2022 See Also - Exhibit 5 |
| Release Number:34-95930 | SEC Issue Date:Sep 27, 2022 | File Number:SR-NYSE-2022-39 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Fee Provisions of the Listed Company Manual Applicable to Companies Listing Upon Emergence From Bankruptcy Comments Due: October 24, 2022 See Also - Exhibit 5 |
| Release Number:34-95822 | SEC Issue Date:Sep 19, 2022 | File Number:SR-NYSE-2022-44 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Rule 7.10 Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95798 | SEC Issue Date:Sep 15, 2022 | File Number:SR-NYSE-2022-43 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List To Reflect the Fee for Directed Orders Routed by the Exchange to an Alternative Trading System Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95773 | SEC Issue Date:Sep 14, 2022 | File Number:SR-NYSE-2022-41 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95761 | SEC Issue Date:Sep 13, 2022 | File Number:SR-NYSE-2022-42 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Its Price List Comments Due: 21 days after publication in the Federal Register See Also - Exhibit 5 |
| Release Number:34-95716 | SEC Issue Date:Sep 9, 2022 | File Number:SR-NYSE-2022-11 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on Proceedings To Determine Whether To Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 1, To Amend the NYSE Listed Company Manual To Provide a Limited Exemption From the Shareholder Approval Requirements for Closed-End Management Investment Companies With Equity Securities Listed Under Section 102.04 of the Listed Company Manual |
| Release Number:34-95691 | SEC Issue Date:Sep 7, 2022 | File Number:SR-NYSE-2022-32 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Order Approving a Proposed Rule Change To Amend NYSE Rule 7.35B Relating to the Closing Auction and Make Certain Conforming and Non-Substantive Changes to NYSE Rules 7.31, 7.35, 7.35B and 104 |