National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-45529 | SEC Issue Date:Mar 8, 2002 | File Number:SR-ISE-2002-01 | SRO Organization:Nasdaq ISE, LLC (ISE) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the International Securities Exchange LLC Proposal to Restructure From a Limited Liability Company to a Corporation See Also - Rel. No. 34-45803 |
| Release Number:34-45263 | SEC Issue Date:Jan 9, 2002 | File Number:SR-NYSE-2001-53 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Filing of Proposed Rule Change and Amendment No. 1 Thereto by the New Stock Exchange, Inc. Amending Its Rules Regarding the Transmission of Proxy and Other Shareholder Communication Material and the Proxy Reimbursement Guidelines Set Forth In Those Rules, and Requesting Permanent Approval of the Amended Proxy Reimbursement Guidelines View Received Comments See Also - Rel. No. 34-45644 |
| Release Number:34-45138 | SEC Issue Date:Dec 7, 2001 | File Number:SR-NYSE-2001-42 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Order Approving a Proposed Rule Change by the New York Stock Exchange, Inc., Establishing the Fees for NYSE OpenBookTM View Received Comments |
| Release Number:34-44983 | SEC Issue Date:Oct 25, 2001 | File Number:SR-PCX-00-25 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Order Granting Accelerated Approval to Amendment Nos. 4 and 5 Concerning the Establishment of the Archipelago Exchange as the Equities Trading Facility of PCX Equities, Inc. View Received Comments See Also - Rel. No. 34-44233, Rel. No. 34-43608 |
| Release Number:34-44965 | SEC Issue Date:Oct 22, 2001 | File Number:SR-NSCC-2001-14, SR-NYSE-2001-42 | SRO Organization:National Securities Clearing Corporation, New York Stock Exchange LLC (NYSE) |
Details: Certifications and Exemptions Under the International Regulations for Preventing Collisions at Sea, 1972; Amendment |
| Release Number:34-44803 | SEC Issue Date:Sep 17, 2001 | File Number:SR-Amex-2001-78 | SRO Organization:American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change by the American Stock Exchange LLC; New York Stock Exchange, Inc.; Boston Stock Exchange, Inc.; Cincinnati Stock Exchange, Inc., Chicago Stock Exchange, Inc.; Pacific Exchange Inc.; Philadelphia Stock Exchange, Inc.; and National Association of Securities Dealers, Inc. Regarding the Temporary Use by the American Stock Exchange LLC of the Facilities of the New York Stock Exchange, Inc. |
| Release Number:34-44802 | SEC Issue Date:Sep 17, 2001 | File Number:SR-Amex-2001-80, SR-Phlx-2001-86 | SRO Organization:Nasdaq PHLX LLC (Phlx), NASDAQ OMX PHLX, American Stock Exchange (Amex) |
Details: Notice of Filing and Order Granting Accelerated Approval to Proposed Rule Changes Filed by the American Stock Exchange LLC ("Amex") and the Philadelphia Stock Exchange, Inc. ("Phlx") Relating to Temporary Trading of Amex Options on the Phlx To Respond to Market Developments |
| Release Number:34-44808 | SEC Issue Date:Sep 17, 2001 | File Number:SR-CBOE-2001-50 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Board Options Exchanges, Incorporated To Adopt Certain Intermarket Trading System-Related Terms and Conditions Regarding the Temporary Use by the American Stock Exchange LLC of the Facilities of the New York Stock Exchange, Inc. |
| Release Number:34-44801 | SEC Issue Date:Sep 17, 2001 | File Number:SR-CBOE-2001-49 | SRO Organization:Cboe Exchange, Inc. (CBOE) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change by the Chicago Board Options Exchange, Inc. Relating to Temporary Access of American Stock Exchange Members to Respond to Market Developments |
| Release Number:34-44592 | SEC Issue Date:Jul 26, 2001 | File Number:SR-NYSE-00-17 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Order Granting Approval of a Proposed Rule Change Relating to the Physical Format Requirements for Securities Certificates |