National Securities Exchanges
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National Securities Exchanges Table
|
Release Number
|
File Number
|
SRO Organization
|
Details
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|
|---|---|---|---|---|
| Release Number:34-51639 | SEC Issue Date:Apr 29, 2005 | File Number:SR-CHX-2005-12 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by the Chicago Stock Exchange, Inc. Relating to Participant Fees and Credits |
| Release Number:34-51465 | SEC Issue Date:Apr 1, 2005 | File Number:SR-CHX-2005-04 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Inc. To Clarify That Specialists May Not Charge Commissions With Respect to the Execution of CHXpress Orders See Also - Rel. No. 34-51692 |
| Release Number:34-51448 | SEC Issue Date:Mar 30, 2005 | File Number:SR-CHX-2005-07 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Participant Fees and Credits. |
| Release Number:34-51430 | SEC Issue Date:Mar 24, 2005 | File Number:SR-CHX-2005-03 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change and Amendment No. 1 Thereto by the Chicago Stock Exchange, Inc. Relating to Participant Fees and Credits |
| Release Number:34-51303 | SEC Issue Date:Mar 2, 2005 | File Number:SR-CHX-2005-05 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Extension of a Pilot Relating to Transactions in Certain Exchange-Traded Funds |
| Release Number:34-51284 | SEC Issue Date:Mar 1, 2005 | File Number:SR-CHX-2004-41 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Order Granting Accelerated Approval of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto by the Chicago Stock Exchange, Incorporated to Trade the streetTRACKS Gold Shares Pursuant to Unlisted Trading Privileges |
| Release Number:34-51192 | SEC Issue Date:Feb 11, 2005 | File Number:SR-CHX-2005-02 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment Nos. 1 and 2 Thereto Relating to Membership Dues and Fees |
| Release Number:34-51149 | SEC Issue Date:Feb 8, 2005 | File Number:SR-CHX-2004-26 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Order Granting Accelerated Approval to Amendment No. 3 by the Chicago Stock Exchange, Inc. Relating to the Demutualization of the Chicago Stock Exchange, Inc. See Also - Rel. No. 34-50892 |
| Release Number:34-50952 | SEC Issue Date:Dec 30, 2004 | File Number:SR-CHX-2004-42 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change by the Chicago Stock Exchange, Incorporated Relating to Short Sales of Securities |
| Release Number:34-50935 | SEC Issue Date:Dec 27, 2004 | File Number:SR-CHX-2004-44 | SRO Organization:Chicago Stock Exchange, Inc. (CHX) |
Details: Notice of Filing and Immediate Effectiveness of Extension of Pilot Rule Change Relating to Transactions in Certain Exchange-Traded Funds |