National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-100032 | SEC Issue Date:Apr 25, 2024 | File Number:SR-CboeBZX-2023-062 | SRO Organization:Cboe BZX Exchange, Inc. (CboeBZX) |
Details: Order Disapproving a Proposed Rule Change to Amend the Initial Period After Commencement of Trading of a Series of Exchange-Traded Fund Shares on the Exchange as It Relates to the Holders of Record and/or Beneficial Holders, as Provided in Excha Submit a Comment on SR-CboeBZX-2023-062
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| Release Number:34-100028 | SEC Issue Date:Apr 25, 2024 | File Number:SR-MIAX-2024-21 | SRO Organization:Miami International Securities Exchange, LLC (MIAX) |
Details: Notice of Filing of a Proposed Rule Change to Amend Exchange Rule 313, Other Restrictions on Options Transactions and Exercises; and Rule 700, Exercise of Option Contracts Comments Due: May 22, 2024 See Also - Exhibit 5 |
| Release Number:34-100029 | SEC Issue Date:Apr 25, 2024 | File Number:SR-NYSEARCA-2024-05 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to List and Trade Shares of the COtwo Advisors Physical European Carbon Allowance Trust under NYSE Arca Rule 8.201-E (Commodity-Based Trust Shares) Comments Due: May 22, 2024 Rebuttal Comments due: June 5, 2024 |
| Release Number:34-100027 | SEC Issue Date:Apr 25, 2024 | File Number:SR-NYSE-2024-13 | SRO Organization:New York Stock Exchange LLC (NYSE) |
Details: Notice of Designation of a Longer Period for Commission Action on a Proposed Rule Change for Amendments to Rule 7.35 and Rule 7.35B Comments Due: April 8, 2024 |
| Release Number:34-100026 | SEC Issue Date:Apr 25, 2024 | File Number:SR-BOX-2024-10 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility ("BOX") Comments Due: May 22, 2024 See Also - Exhibit 5 |
| Release Number:34-100024 | SEC Issue Date:Apr 24, 2024 | File Number:SR-BOX-2024-07, SR-CBOE-2024-005, SR-ISE-2024-03, SR-ISE-2024-14, SR-MIAX-2024-03, SR-NYSEAMER-2024-10, SR-PEARL-2024-03 | SRO Organization:BOX Exchange LLC (BOX), Cboe Exchange, Inc. (CBOE), Nasdaq ISE, LLC (ISE), Miami International Securities Exchange, LLC (MIAX), NYSE American LLC (NYSEAMER), MIAX PEARL, LLC (PEARL) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove Proposed Rule Changes to Permit the Listing and Trading of Options on Trusts That Hold Bitcoin Comments Due: May 21, 2024 |
| Release Number:34-100023 | SEC Issue Date:Apr 24, 2024 | File Number:SR-NYSEARCA-2024-06 | SRO Organization:NYSE Arca (NYSEARCA) |
Details: Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change to Amend Exchange Rule 5.3–O to Permit the Listing and Trading of Options on Commodity-Based Trust Shares Comments Due: 21 days after date of publication in the Federal Register. Rebuttal Comments should be submitted 35 days after date of publication in the Federal Register. View Received Comments |
| Release Number:34-100021 | SEC Issue Date:Apr 24, 2024 | File Number:SR-MEMX-2024-13 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options Comments Due: May 21, 2024 See Also - Exhibit 5 |
| Release Number:34-100020 | SEC Issue Date:Apr 24, 2024 | File Number:SR-MEMX-2024-06 | SRO Organization:MEMX LLC (MEMX) |
Details: Notice of Withdrawal of a Proposed Rule Change to Amend the Exchange's Fee Schedule to Adopt Connectivity and Application Session Fees for MEMX Options |
| Release Number:34-100016 | SEC Issue Date:Apr 23, 2024 | File Number:SR-NASDAQ-2023-045 | SRO Organization:The Nasdaq Stock Market LLC (NASDAQ) |
Details: Notice of Filing of Amendment No. 1 to a Proposed Rule Change to List and Trade Shares of the iShares Ethereum Trust Under Nasdaq Rule 5711(d), Commodity-Based Trust Shares Comments Due: 21 days after publication in the Federal Register View Received Comments Submit a Comment on Submit Comments on SR-NASDAQ-2023-045 |