National Market System Plans (NMS) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-49958 | SEC Issue Date:Jul 1, 2004 | File Number:SR-OPRA-2004-02 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information and Amendment No. 1 Thereto To Eliminate From the Plan References to the Fee Exemption Pilot Currently Provided for in the Plan |
| Release Number:34-49871 | SEC Issue Date:Jun 16, 2004 | File Number:SR-OPRA-2004-03 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information To Revise Guideline 1 of the Capacity Guidelines To Confirm That It Is Within the Authority of the Independent System Capacity Advisor To Make Determinations Concerning the Establishment, Modification or Removal of Output Throttles From the OPRA System |
| Release Number:34-49382 | SEC Issue Date:Mar 9, 2004 | File Number:SR-OPRA-2004-01 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing and Immediate Effectiveness of Amendment to OPRA Plan Regarding Device-Based and Enterprise Rate Professional Subscriber Fees Charged by OPRA in Respect of Its Basic Service and Its FCO Service View Received Comments |
| Release Number:34-48822 | SEC Issue Date:Nov 21, 2003 | File Number:SR-OPRA-2003-01 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of and Order Approving on a Temporary Basis Not To Exceed 120 Days a Proposed Amendment to the Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information and Amendments No. 1 See Also - Plan for Reporting of Consolidated Options Last Sale Reports and Quotation Information |
| Release Number:34-46839 | SEC Issue Date:Nov 14, 2002 | File Number: | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of a Proposal To Revise the Required Form of Vendor Agreement Under Section VII(b) of the OPRA Plan |
| Release Number:34-44703 | SEC Issue Date:Aug 15, 2001 | File Number:4-208 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing and Order Granting Temporary Effectiveness of Amendment to Plan Establishing Procedures Under Rule 11Ac-5 |
| Release Number:34-44177 | SEC Issue Date:Apr 12, 2001 | File Number:4-208 | SRO Organization:National Market System Plans (NMS) |
Details: Order Approving Plan Establishing Procedures Under Rule 11Ac1-5 by the American Stock Exchange, Boston Stock Exchange, Chicago Stock Exchange, Cincinnati Stock Exchange, National Association of Securities Dealers, New York Stock Exchange, Pacific Exchange, and Philadelphia Stock Exchange |
| Release Number:34-43992 | SEC Issue Date:Feb 21, 2001 | File Number:4-208 | SRO Organization:National Market System Plans (NMS) |
Details: Notice of Filing of Proposed Plan Establishing Procedures Under Rule 11Ac1-5 by the American Stock Exchange, Boston Stock Exchange, Chicago Stock Exchange, Cincinnati Stock Exchange, National Association of Securities Dealers, New York Stock Exchange, Pacific Exchange, and Philadelphia Stock Exchange |