National Securities Clearing Corporation Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-49685 | SEC Issue Date:May 11, 2004 | File Number:SR-NSCC-2004-02 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to the Acceptance of Non-Standard Settlement Input for Trade Recording Purposes |
| Release Number:34-49598 | SEC Issue Date:Apr 22, 2004 | File Number:SR-NSCC-2003-20 | SRO Organization:National Securities Clearing Corporation |
Details: Order Approving Proposed Rule Change To Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services See Also - Rel. No. 34-49422 |
| Release Number:34-49422 | SEC Issue Date:Mar 16, 2004 | File Number:SR-NSCC-2003-20 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of Proposed Rule Change To Eliminate the Higher Capital Requirements Imposed on Members for Processing Investment Fund Transactions Through NSCC's Mutual Fund Services See Also - Rel. No. 34-49598 |
| Release Number:34-49094 | SEC Issue Date:Jan 16, 2004 | File Number:SR-NSCC-2003-05 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change Permitting Elimination of All Hard Copies of Important Notices View Received Comments See Also - Rel. No. 34-50085 |
| Release Number:34-48846 | SEC Issue Date:Nov 26, 2003 | File Number:SR-NSCC-2003-21 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change Relating to the New Separately Managed Accounts Service View Received Comments See Also - Rel. No. 34-51154 |
| Release Number:34-48819 | SEC Issue Date:Nov 21, 2003 | File Number:SR-NSCC-2003-01 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Withdrawal of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products" View Received Comments See Also - Rel. No. 34-47662 |
| Release Number:34-47662 | SEC Issue Date:Apr 10, 2003 | File Number:SR-NSCC-2003-01 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change Relating to New Rule 59, "Information Services for Investment Products' View Received Comments See Also - Rel. No. 34-48819 |
| Release Number:34-44965 | SEC Issue Date:Oct 22, 2001 | File Number:SR-NSCC-2001-14, SR-NYSE-2001-42 | SRO Organization:National Securities Clearing Corporation, New York Stock Exchange LLC (NYSE) |
Details: Certifications and Exemptions Under the International Regulations for Preventing Collisions at Sea, 1972; Amendment |
| Release Number:34-41768 | SEC Issue Date:Aug 19, 1999 | File Number:SR-NSCC-99-11 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Policies |
| Release Number:34-39110 | SEC Issue Date:Sep 22, 1997 | File Number:SR-NSCC-97-07 | SRO Organization:National Securities Clearing Corporation |
Details: Notice of a Proposed Rule Change Relating to Changes in Membership Standards |