OneChicago Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-72441 | SEC Issue Date:Jun 20, 2014 | File Number:SR-OC-2014-02 | SRO Organization:OneChicago |
Details: Notice of Filing of Proposed Rule Change To Update OCX's Rulebook for Filings Previously Made with the Commodity Futures Trading Commission See Also - Exhibit 4 |
| Release Number:34-72240 | SEC Issue Date:May 23, 2014 | File Number:SR-OC-2014-01 | SRO Organization:OneChicago |
Details: Notice of Filing of Proposed Rule Change to Suspend Competitive Trading of EFPs See Also - Exhibit 4 |
| Release Number:34-71145 | SEC Issue Date:Dec 19, 2013 | File Number:SR-OC-2013-03 | SRO Organization:OneChicago |
Details: Notice of Filing of Proposed Rule Change To Amend Rules 143 and 417 Relating to Block Trade Reporting See Also - Exhibit 4 |
| Release Number:34-65053 | SEC Issue Date:Aug 8, 2011 | File Number:SR-OC-2011-01 | SRO Organization:OneChicago |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Allow for Four Decimal Point Pricing for Block and Exchange for Physical ("EFPs") Trades See Also - Exhibit 4 |
| Release Number:34-62582 | SEC Issue Date:Jul 28, 2010 | File Number:SR-OC-2010-03 | SRO Organization:OneChicago |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago, Amending Rule 419(a), Regulatory Halts See Also - Exhibit 5 |
| Release Number:34-62398 | SEC Issue Date:Jun 28, 2010 | File Number:SR-OC-2010-02 | SRO Organization:OneChicago |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change by OneChicago Amending Position Limits |
| Release Number:34-61346 | SEC Issue Date:Jan 13, 2010 | File Number:SR-OC-2009-04 | SRO Organization:OneChicago |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, Changing Its Listing Standards in Conformance With the November 19, 2009 Joint Order Modifying the Listing Standards Requirements Under Section 6(h) of the Securities Exchange Act of 1934 and the Criteria Under Section 2(a)(1) of the Commodity Exchange Act See Also - Exhibit 4 |
| Release Number:34-61172 | SEC Issue Date:Dec 16, 2009 | File Number:SR-OC-2009-03 | SRO Organization:OneChicago |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change, as Modified by Amendment No. 1, Changing Its Listing Standards in Conformance With Amended Joint Order See Also - Exhibit 4 |
| Release Number:34-60143 | SEC Issue Date:Jun 19, 2009 | File Number:SR-OC-2009-02 | SRO Organization:OneChicago |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Widening the Bid/Ask Spread for Quoting Market-Makers |
| Release Number:34-59744 | SEC Issue Date:Apr 9, 2009 | File Number:SR-OC-2009-01 | SRO Organization:OneChicago |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Eliminating the $3 Market Price Maintenance Standard |