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Investment Advisers Act Applications, Notices and Orders Archive: 2007
July 28, 2023
This page lists certain notices, orders, and applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.
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Chronological List
| Release No. | Date | Details |
|---|---|---|
| 803-186 | ||
| IA-2675 | Oct. 30, 2007 | IronBridge Capital Management LP/The Hirtle Callaghan Trust (Order) |
| 803-184 | ||
| IA-2674 | Oct. 30, 2007 | Franklin Portfolio Associates, LLC/The Hirtle Callaghan Trust (Order) |
| 803-184 | ||
| IA-2668 | Oct. 3, 2007 | Franklin Portfolio Associates, LLC/ The Hirtle Callaghan Trust (Notice) |
| 803-186 | ||
| IA-2667 | Oct. 3, 2007 | IronBridge Capital Management LP; The Hirtle Callaghan Trust (Notice) |
| 803-190 | ||
| IA-2599 | Mar. 20, 2007 | Gates Capital Partners, LLC and Bear Creek Inc. (Order) |
| 803-190 | ||
| IA-2590 | Feb. 16, 2007 | Gates Capital Partners, LLC and Bear Creek Inc. (Notice) |
| 803-187 | ||
| IA-2508 | Apr. 14, 2006 | Adler Management, L.L.C. (Order under Section 202(a)(11)(F)) |
| 803-187 | ||
| IA-2500 | Mar. 21, 2006 | Adler Management, L.L.C. (Notice) |
| 803-181 | ||
| IA-2475 | Jan. 23, 2006 | Greenhouse Associates, LLC and Superior Partners, LP (Order under Section 205(e)) |
| 803-182 | ||
| IA-2471 | Jan. 6, 2006 | Riverton Management, Inc. (Order under Section 202(a)(11)(F)) |
IAA File Number List
| Release No. | Date | Details |
|---|---|---|
| 803-190 | ||
| IA-2599 | Mar. 20, 2007 | Gates Capital Partners, LLC and Bear Creek Inc. (Order) |
| IA-2590 | Feb. 16, 2007 | Gates Capital Partners, LLC and Bear Creek Inc. (Notice) |
| 803-187 | ||
| IA-2508 | Apr. 14, 2006 | Adler Management, L.L.C. (Order under Section 202(a)(11)(F)) |
| IA-2500 | Mar. 21, 2006 | Adler Management, L.L.C. (Notice) |
| 803-186 | ||
| IA-2675 | Oct. 30, 2007 | IronBridge Capital Management LP/The Hirtle Callaghan Trust (Order) |
| IA-2667 | Oct. 3, 2007 | IronBridge Capital Management LP; The Hirtle Callaghan Trust (Notice) |
| 803-184 | ||
| IA-2674 | Oct. 30, 2007 | Franklin Portfolio Associates, LLC/The Hirtle Callaghan Trust (Order) |
| IA-2668 | Oct. 3, 2007 | Franklin Portfolio Associates, LLC/ The Hirtle Callaghan Trust (Notice) |
| 803-182 | ||
| IA-2471 | Jan. 6, 2006 | Riverton Management, Inc. (Order under Section 202(a)(11)(F)) |
| 803-181 | ||
| IA-2475 | Jan. 23, 2006 | Greenhouse Associates, LLC and Superior Partners, LP (Order under Section 205(e)) |
Modified: July 28, 2023