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Investment Advisers Act Applications, Notices and Orders Archive: 2022
Feb. 27, 2023
This page lists certain notices, orders, and applications filed under the Investment Advisers Act (IAA) issued after January 1, 2006. For other materials related to the Commission's oversight and regulation of the investment management industry, investment companies (including mutual funds), and investment advisers, see the Division of Investment Management.
Additional Archives
2023 | 2022 | 2021 | 2020 | 2019 | 2018 | 2017 | 2016 | 2015 | 2014 | 2013 | 2012 | 2011 | 2010 | 2009 | 2008 | 2007
|
Release No. |
Date |
Details |
|---|---|---|
| 803-00256 | ||
| Application | October 17, 2022 | Calmwater Asset Management, LLC (Application) |
| 803-00248 | ||
| Application | August 2, 2022 | AEW Capital Management, L.P. (Application) |
File Number List for 2022
|
Release No. |
Date |
Details |
|---|---|---|
| 803-00256 | ||
| Application | October 17, 2022 | Calmwater Asset Management, LLC (Application) |
| 803-00248 | ||
| Application | August 2, 2022 | AEW Capital Management, L.P. (Application) |
Modified: July 28, 2023