ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: Oct. 20, 2006	Respondents: Paystar Corp., Royal Oak Mines, Inc., Rubber Technology International, Inc., Surebeam Corp., and Syncronys Softcorp Release No. 3-12399
Date: Oct. 18, 2006	Respondents: Cycomm International, Inc., H. Quotient, Inc., and Management Technologies, Inc. Release No. 3-12439
Date: Oct. 11, 2006	Respondents: Veritas Financial Advisors, LLC, Veritas Advisors, Inc., Patrick J. Cox, andRita A. White Release No. 3-12355
Date: Oct. 11, 2006	Respondents: Warwick Capital Management, Inc., and Carl Lawrence Release No. 3-12357
Date: Oct. 3, 2006	Respondents: Anthony C. Snell and Charles E. LeCroy Release No. 3-12359
Date: Sept. 29, 2006	Respondents: Warwick Capital Management, Inc., and Carl Lawrence Release No. 3-12357
Date: Sept. 28, 2006	Respondents: John F. Helbock and John P. Figliolini, Jr. Release No. 3-12312
Date: Sept. 15, 2006	Respondents: James E. Franklin Release No. 3-12228
Date: Sept. 15, 2006	Respondents: 2DoTrade, Inc. Release No. 3-12368
Date: Sept. 14, 2006	Respondents: Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., and Western Pacific Airlines, Inc. Release No. 3-12380
Date: Sept. 5, 2006	Respondents: Hancock Holdings, Inc., Image World Media, Inc., Irving Capital Corp., Madison Holdings, Inc., Orion Technologies, Inc., Parc Capital Corp., and Solomon Alliance Group, Inc. Release No. 3-12375
Date: Aug. 29, 2006	Respondents: James E. Franklin Release No. 3-12228
Date: Aug. 29, 2006	Respondents: Won Charlie Yi Release No. 3-12388
Date: Aug. 28, 2006	Respondents: Andover Apparel Group, Inc., Applied Computer Technology, Inc., Country World Casinos, Inc., EWRX Internet Systems, Inc., Mobilemedia Corp., and Photran Corp. Release No. 3-12379
Date: Aug. 25, 2006	Respondents: Bilogic, Inc., Corpas Investments, Inc., DT Solutions, Inc., Global A. Inc., Paving Stone Corp., Wastech, Inc., and Webcatalyst, Inc. Release No. 3-12390
Date: Aug. 24, 2006	Respondents: Brandon T. Bush Release No. 3-12297
Date: Aug. 21, 2006	Respondents: Jordan I. Shamah Release No. 3-12353
Date: Aug. 21, 2006	Respondents: Go Online Networks Corp., Integrated Communication Networks, Inc., Keystone Energy Services, Inc., Scottsdale Technologies, Inc., Sienna Broadcasting Corp., and Triton Network Systems, Inc. Release No. 3-12381
Date: Aug. 11, 2006	Respondents: Digital Transmission Systems, Inc., Microbest, Inc., Midway Airlines Corp., Neometrix Technology Group, Inc., and Western Pacific Airlines, Inc. Release No. 3-12380
Date: Aug. 9, 2006	Respondents: Gregory M. Dearlove, CPA Release No. 3-12064
Date: Aug. 8, 2006	Respondents: Hancock Holdings, Inc., Image World Media, Inc., Irving Capital Corp., Madison Holdings, Inc., Orion Technologies, Inc., Parc Capital Corp., and Solomon Alliance Group, Inc. Release No. 3-12375
Date: Aug. 5, 2006	Respondents: PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Date: Aug. 3, 2006	Respondents: Steven A. Gilman, Arbor Securities, Ltd., and Financial Links, Inc. Release No. 3-12352
Date: July 18, 2006	Respondents: Paul A. Flynn Release No. 3-11390
Date: July 12, 2006	Respondents: Robert E. Shannon Release No. 3-12327
Date: June 22, 2006	Respondents: Global Crown Capital, LLC, J&C Global Securities Investments, LLC, Rani T. Jarkas, and Antoine K. Chaya Release No. 3-12250
Date: June 22, 2006	Respondents: Bullhide Corp., Fetchomatic Global Internet, Inc., The Flag Group, Inc., and The Second Flag Group, Inc. Release No. 3-12271
Date: May 18, 2006	Respondents: Regent Energy Corp. and Skygivers, Inc. Release No. 3-12270
Date: May 10, 2006	Respondents: Lawrence A. Stoler, CPA Release No. 3-12179
Date: May 5, 2006	Respondents: Michael V. Lipkin and Joshua Shainberg Release No. 3-12172
Date: May 1, 2006	Respondents: Mark N. Dohlen, Paul A. Giles, and Alfred Peeper Release No. 3-11626
Date: April 21, 2006	Respondents: Michael J. Healey Release No. 3-12150
Date: April 19, 2006	Respondents: International Biochemical Industries, Inc. Release No. 3-12254
Date: April 17, 2006	Respondents: Kevin Hall, CPA, and Rosemary Meyer, CPA Release No. 3-12208
Date: April 12, 2006	Respondents: Kimberly J. Carrella and Vincent M. Carrella Release No. 3-12166
Date: March 31, 2006	Respondents: Dominick J. Savino Release No. 3-12239
Date: March 29, 2006	Respondents: American Machine, Inc., Asia4Sale.com, Inc., Pacific Vision Group, Inc., Preferred Investments, Inc., Deerwood, Inc., Nascent Technology, Inc., Profits Emporium, Inc., Ring of Fire Marketing, LTD., Seminar Strategies & Marketing, Inc., Social Engagements International, Inc., Passover Management International, LTD., Triumphant Endeavors, Inc., Idoleyez Corporation, Sun Asset Holdings, Inc., Sino Pharmaceuticals Corporation, Premium Financial Services & Leasing, Inc., Arcadia Investments Corporation, Easy Living Investments, Inc., Vinex Wines, Inc., and Western Financial Corporation, Respondents Release No. 3-11979
Date: March 17, 2006	Respondents: Martin J. Druffner Release No. 3-12128
Date: March 17, 2006	Respondents: Thomas J. Robbins Release No. 3-12178
Date: March 13, 2006	Respondents: American Machine, Inc., Asia4Sale.com, Inc., Pacific Vision Group, Inc., Preferred Investments, Inc., Deerwood, Inc., Nascent Technology, Inc., Profits Emporium, Inc., Ring of Fire Marketing, LTD., Seminar Strategies & Marketing, Inc., Social Engagements International, Inc., Passover Management International, LTD., Triumphant Endeavors, Inc., Idoleyez Corporation, Sun Asset Holdings, Inc., Sino Pharmaceuticals Corporation, Premium Financial Services & Leasing, Inc., Arcadia Investments Corporation, Easy Living Investments, Inc., Vinex Wines, Inc., and Western Financial Corporation, Respondents Release No. 3-11979
Date: March 13, 2006	Respondents: Neil Formisano Release No. 3-12107
Date: March 10, 2006	Respondents: Terry Harris Release No. 3-12171
Date: March 8, 2006	Respondents: Gregory M. Dearlove, CPA Release No. 3-12064
Date: March 6, 2006	Respondents: eSafetyworld, Inc. Release No. 3-12142
Date: March 6, 2006	Respondents: David M. Faubert Release No. 3-12145
Date: Feb. 27, 2006	Respondents: Gregory M. Dearlove, CPA Release No. 3-12064
Date: Feb. 22, 2006	Respondents: Mark N. Dohlen, Paul A. Giles, and Alfred Peeper Release No. 3-11626
Date: Feb. 22, 2006	Respondents: Joseph A. Ferona, Jr. Release No. 3-12109
Date: Feb. 21, 2006	Respondents: Won Sok Lee and Yung Bae Kim Release No. 3-12025
Date: Feb. 21, 2006	Respondents: Stephen J. Horning Release No. 3-12156
Date: Feb. 17, 2006	Respondents: Paul A. Flynn Release No. 3-11390
Date: Feb. 10, 2006	Respondents: Steven Mastrosimone Release No. 3-12108
Date: Feb. 3, 2006	Respondents: Paul A. Flynn Release No. 3-11390
Date: Feb. 2, 2006	Respondents: Intercallnet, Inc. Release No. 3-12090 File Number: 3-12090
Date: Feb. 2, 2006	Respondents: Skifter Ajro Release No. 3-12129 File Number: 3-12129
Date: Feb. 1, 2006	Respondents: Neil Formisano Release No. 3-12107
Date: Jan. 20, 2006	Respondents: Neil Formisano Release No. 3-12107
Date: Jan. 19, 2006	Respondents: Thomas Steinbach, Ashley Sosner, Tim Rice, Howard Kerbel, Barry Berman, Vincent Barone, And Bruce Biddick Release No. 3-11938
Date: Jan. 17, 2006	Respondents: American Machine, Inc., Asia4Sale.com, Inc., Pacific Vision Group, Inc., Preferred Investments, Inc., Deerwood, Inc., Nascent Technology, Inc., Profits Emporium, Inc., Ring of Fire Marketing, LTD., Seminar Strategies & Marketing, Inc., Social Engagements International, Inc., Passover Management International, LTD., Triumphant Endeavors, Inc., Idoleyez Corporation, Sun Asset Holdings, Inc., Sino Pharmaceuticals Corporation, Premium Financial Services & Leasing, Inc., Arcadia Investments Corporation, Easy Living Investments, Inc., Vinex Wines, Inc., and Western Financial Corporation, Respondents Release No. 3-11979
Date: Jan. 13, 2006	Respondents: Gregory M. Dearlove, CPA Release No. 3-12064
Date: Jan. 5, 2006	Respondents: Marketxt, Inc., and Irfan Mohammed Amanat Release No. 3-11813
Date: Dec. 29, 2005	Respondents: Bearcat, Inc., Peter Fineberg, Seth Diamond, Salvatore Diambrosio, D&D Securities, Inc., Nicholas Dicicco, and Dominic Dicicco Release No. 3-10373
Date: Dec. 28, 2005	Respondents: Air Packaging Technologies, Inc., Apparel Technologies, Inc., Chantal Pharmaceutical Corp., Crown Laboratories, Inc., DBS Industries, Inc., Dental Medical Diagnostic Systems, Inc., Hybrid Networks, Inc., and iPrint Technologies, Inc., Microage, Inc., Network Computing Devices, Inc., Pacific Systems Control Technology, Inc., Pharmaprint, Inc., Pinnacle Micro, Inc., Sunrise Technologies International, Inc., and thehealthchannel.com, inc. Release No. 3-12099
Date: Dec. 20, 2005	Respondents: Paul A. Flynn Release No. 3-11390
Date: Dec. 20, 2005	Respondents: Gregory M. Dearlove, CPA Release No. 3-12064
Date: Dec. 20, 2005	Respondents: Gregory M. Dearlove, CPA Release No. 3-12064
Date: Dec. 9, 2005	Respondents: Gregory M. Dearlove, CPA Release No. 3-12064
Date: Dec. 5, 2005	Respondents: Gregory M. Dearlove, CPA Release No. 3-12064
Date: Dec. 5, 2005	Respondents: Gregory M. Dearlove, CPA Release No. 3-12064
Date: Dec. 2, 2005	Respondents: Finantra Capital, Inc., Hayes Corp., Hollywood Trenz, Inc., and Visionamerica, Inc. Release No. 3-12071
Date: Nov. 29, 2005	Respondents: E Trade Systems, Inc., (formerly known as Personal Portals Online, Inc.) Release No. 3-12062
Date: Nov. 28, 2005	Respondents: Gregory M. Dearlove, CPA Release No. 3-12064
Date: Nov. 23, 2005	Respondents: Robert Henricks Release No. 3-12093
Date: Nov. 18, 2005	Respondents: American Plastics & Chemicals, Inc., First Scientific, Inc., Migratec, Inc., Tristar Corp., and Vianet Technologies, Inc. Release No. 3-12070
Date: Nov. 16, 2005	Respondents: American Machine, Inc., Asia4Sale.com, Inc., Pacific Vision Group, Inc., Preferred Investments, Inc., Deerwood, Inc., Nascent Technology, Inc., Profits Emporium, Inc., Ring of Fire Marketing, LTD., Seminar Strategies & Marketing, Inc., Social Engagements International, Inc., Passover Management International, LTD., Triumphant Endeavors, Inc., Idoleyez Corporation, Sun Asset Holdings, Inc., Sino Pharmaceuticals Corporation, Premium Financial Services & Leasing, Inc., Arcadia Investments Corporation, Easy Living Investments, Inc., Vinex Wines, Inc., and Western Financial Corporation, Respondents Release No. 3-11979
Date: Nov. 16, 2005	Respondents: Enamelon, Inc., Paracelsian, Inc., Semiconductor Laser InternationalCorp., Socrates Technologies Corp., Star Technologies, Inc., Telemonde, Inc., and VDC Communications, Inc. Release No. 3-12031
Date: Nov. 14, 2005	Respondents: Danbury Financial, Inc. Release No. 3-12063
Date: Nov. 10, 2005	Respondents: Enamelon, Inc., Paracelsian, Inc., Semiconductor Laser International. Corp., Socrates Technologies Corp., Star Technologies, Inc., Telemonde, Inc., and VDC Communications, Inc. Release No. 3-12031
Date: Nov. 7, 2005	Respondents: Nexpub, Inc. Release No. 3-12014
Date: Nov. 4, 2005	Respondents: T. Gene Gilman Release No. 3-12019
Date: Nov. 3, 2005	Respondents: PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Date: Oct. 26, 2005	Respondents: Philip A. Lehman Release No. 3-11972
Date: Oct. 26, 2005	Respondents: Susana P. Longo Release No. 3-12028
Date: Oct. 26, 2005	Respondents: Danbury Financial, Inc. Release No. 3-12063
Date: Oct. 20, 2005	Respondents: American Machine, Inc., et al. Release No. 3-11979
Date: Oct. 20, 2005	Respondents: Axess Media Group, Ltd. and Michael Dale Grandon Release No. 3-12017
Date: Oct. 20, 2005	Respondents: Finantra Capital, Inc., Hayes Corp., Hollywood Trenz, Inc., and VisionAmerica, Inc. Release No. 3-12071
Date: Oct. 18, 2005	Respondents: American Machine, Inc., et al. Release No. 3-11979
Date: Oct. 13, 2005	Respondents: Transmedia Asia Pacific, Inc. Release No. 3-12032
Date: Oct. 11, 2005	Respondents: PHLO Corporation, James B. Hovis, and Anne P. Hovis Release No. 3-11909
Date: Oct. 11, 2005	Respondents: Spectrum Brands Corp. Release No. 3-11981
Date: Oct. 7, 2005	Respondents: Frank Persico Release No. 3-11993
Date: Oct. 6, 2005	Respondents: Philip A. Lehman Release No. 3-11972
Date: Oct. 5, 2005	Respondents: NexPub, Inc. Release No. 3-12014
Date: Sept. 30, 2005	Respondents: American Machine, Inc., et al. Release No. 3-11979
Date: Sept. 27, 2005	Respondents: Mark N. Dohlen, Paul A. Giles, and Alfred Peeper Release No. 3-11626
Date: Sept. 27, 2005	Respondents: Philip A. Lehman Release No. 3-11972
Date: Sept. 26, 2005	Respondents: Divedepot.com, Inc., GS Telecom Ltd., Rocky Mountain Financial Enterprises, Inc., Studio City Holding Corporation and US Data Authority, Inc. Release No. 3-12006
Date: Sept. 16, 2005	Respondents: F. Thomas Eck, III Release No. 3-12009 File Number: 3-12009
Date: Sept. 15, 2005	Respondents: NetCurrents Information Services, Inc. Release No. 3-11983