ALJ Orders: Administrative Law Judges

During enforcement proceedings assigned to one of the SEC's administrative law judges (ALJs), a judge may issue orders to schedule hearings, rule on motions or the admissibility of evidence, or otherwise communicate information to the parties involved.

View orders arranged by date below.

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Date	Respondents
Date: May 9, 2002	Respondents: F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
Date: April 29, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: April 23, 2002	Respondents: Craig P. Scanlon Release No. 3-10698
Date: April 23, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: April 17, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: April 15, 2002	Respondents: Harvest Financial Corporation, Inc., Frank D. Ruscetti, and Robert A. Papariella Release No. 3-10739
Date: April 11, 2002	Respondents: Robert Bruce Lohmann Release No. 3-10611
Date: April 10, 2002	Respondents: Lee E. Gahr Release No. 3-10648
Date: April 5, 2002	Respondents: Rajiv Vohra Release No. 3-10596 File Number: 3-10596
Date: April 4, 2002	Respondents: John Adams, Jr., et al. Release No. 3-10702 File Number: 3-10702
Date: April 1, 2002	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: March 15, 2002	Respondents: H.J. Meyers & Co., Inc., Robert Setteducati, William Masucci, Michael Vanechanos, and James Alan Villa Release No. 3-10140
Date: March 13, 2002	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: March 13, 2002	Respondents: Bruce E. Straughn Release No. 3-10640 File Number: 3-10640
Date: March 12, 2002	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: March 12, 2002	Respondents: Alpha Tech Stock Transfer, and James W. Farrell Release No. 3-10456
Date: March 8, 2002	Respondents: Clarke T. Blizzard and Rudolph Abel Release No. 3-10007
Date: March 4, 2002	Respondents: Ellsworth Wayne McLaws and Alan Clagg Release No. 3-10535 File Number: 3-10535
Date: March 4, 2002	Respondents: F.X.C. Investors Corp. and Francis X. Curzio Release No. 3-10625
Date: March 1, 2002	Respondents: WSF Corporation Release No. 3-10668
Date: Feb. 28, 2002	Respondents: Chris Woessner Release No. 3-10607
Date: Feb. 28, 2002	Respondents: Bruce E. Straughn Release No. 3-10640
Date: Feb. 20, 2002	Respondents: Clarke T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc. Release No. 3-10007
Date: Feb. 15, 2002	Respondents: Clarke T. Blizzard, et al. Release No. 3-10007
Date: Feb. 4, 2002	Respondents: Chris Woessner Release No. 3-10607
Date: Jan. 4, 2002	Respondents: Merrimac Advisors Company and Fredric J. French Release No. 3-10594 File Number: 3-10594
Date: Jan. 4, 2002	Respondents: Bruce E. Straughn Release No. 3-10640
Date: Dec. 12, 2001	Respondents: Michael J. Rothmeier, Clark T. Blizzard, Rudolph Abel, Donald C. Berry, Christopher P. Roach, Craig Janutol, and East West Institutional Services, Inc. Release No. 3-10007
Date: Dec. 7, 2001	Respondents: Alpha Tech Stock Transfer, and James W. Farrell Release No. 3-10456
Date: Nov. 27, 2001	Respondents: Hunter Adams, Gregg Adams, Alan Berkun, Robert Lisnoff, James L. Bila, Leonard Bila, Christian Blake, Brian Carroll, Joseph Digirolamo, and Joseph Mannino Release No. 3-10624
Date: Nov. 27, 2001	Respondents: Toks Inc. Release No. 3-10635
Date: Nov. 20, 2001	Respondents: Michael A. Furr Release No. 3-10581 File Number: 3-10581
Date: Nov. 15, 2001	Respondents: Robert Bruce Lohmann Release No. 3-10611
Date: Oct. 22, 2001	Respondents: Madera International, Inc. Release No. 3-10577
Date: Oct. 9, 2001	Respondents: Jean-Paul Bolduc, et al. Release No. 3-9793
Date: Oct. 4, 2001	Respondents: Jonathan Aerospace Materials, Corp. Release No. 3-10585
Date: Oct. 3, 2001	Respondents: James L. Binge and Eric V. Bartoli Release No. 3-10526 File Number: 3-10526
Date: July 23, 2001	Respondents: Richard S. Chancis, Michael J. Anton, Antonio R. Campos, Luis R. Loza, and Wayne W. Schumacher Release No. 3-10470 File Number: 3-10470
Date: July 18, 2001	Respondents: Am-Pac International, Inc. Release No. 3-10503 File Number: 3-10503
Date: June 29, 2001	Respondents: Van R. Lewis III Release No. 3-10467 File Number: 3-10467
Date: April 12, 2001	Respondents: Mumtaz Saxena Release No. 3-10319 File Number: 3-10319
Date: March 14, 2001	Respondents: Kevin E. Orton, CPA, and Orton & Company Release No. 3-9872
Date: Feb. 28, 2001	Respondents: Clark T. Blizzard, Rudolph Abel, Christopher P. Roach, and East West Institutional Services, Inc. Release No. 3-10007
Date: Dec. 13, 2000	Respondents: Craig Consumer Electronics, Inc. Release No. 3-10315 File Number: 3-10315
Date: Aug. 16, 2000	Respondents: Lambert D. Vander Tuig Release No. 3-10223
Date: May 30, 2000	Respondents: Systems of Excellence Release No. 3-10170
Date: April 13, 2000	Respondents: Kenneth R. Starnes Release No. 3-10105 File Number: 3-10105
Date: Dec. 21, 1999	Respondents: Taft Womack and Frank Gaines Release No. 3-10064 File Number: 3-10064
Date: Dec. 21, 1999	Respondents: Peachtree Stock Transfer and Robert J. Crain, Jr. Release No. 3-9989 File Number: 3-9989
Date: Nov. 5, 1999	Respondents: Gary J. Pierce and C.S.I. AG. Release No. 3-9892
Date: Nov. 1, 1999	Respondents: Dynamic American Corporation Release No. 3-9951
Date: Oct. 14, 1999	Respondents: American Telephone + Data, Inc. Release No. 3-9946
Date: Aug. 3, 1999	Respondents: Jon Mark Stewart Release No. 3-9665 File Number: 3-9665
Date: July 19, 1999	Respondents: Lila Keith Release No. 3-9894
Date: Feb. 9, 1999	Respondents: Randy Depoister Release No. 3-9728, IA-1788 File Number: 3-9728
Date: Dec. 30, 1998	Respondents: Thomas Anthony Calise Release No. 3-9566
Date: Sept. 28, 1998	Respondents: Christopher M. Pedersen Release No. 3-9635 File Number: 3-9635
Date: Aug. 13, 1997	Respondents: Combined Companies International Corp. Release No. 3-9322 File Number: 3-9322
Date: July 11, 1997	Respondents: Dennis Lindsay Helliwell Release No. 3-9210 File Number: 3-9210
Date: April 17, 1997	Respondents: Peter M. Harrington Release No. 3-9205 File Number: 3-9205
Date: Jan. 24, 1997	Respondents: Ronald M. Zook Release No. 3-9059
Date: Jan. 16, 1997	Respondents: Bernard Zelenka Release No. 3-9130 File Number: 3-9130
Date: Jan. 8, 1997	Respondents: Republic International Corporation Release No. 3-9112 File Number: 3-9112
Date: Oct. 2, 1996	Respondents: Daniel D. Dietrich and Robert J. Judge; Carol Fox Foelak, Administrative Law Judge Release No. 3-9050 File Number: 3-9050
Date: July 3, 1996	Respondents: Wendell Jeffrey Lee Release No. 3-9013
Date: May 3, 1996	Respondents: Kenneth A. Zak Release No. 3-8961 File Number: 3-8961
Date: April 23, 1996	Respondents: Eugene Konev Release No. 3-8957 File Number: 3-8957
Date: April 3, 1996	Respondents: George J. Conway Release No. 3-8929 File Number: 3-8929
Date: April 3, 1996	Respondents: Michael J. Randy Release No. 3-8930 File Number: 3-8930
Date: March 13, 1996	Respondents: Stuart, Coleman & Co., Inc. Release No. 3-8781 File Number: 3-8781
Date: March 13, 1996	Respondents: Stuart, Coleman & Co., Inc. Release No. 3-8781 File Number: 3-8781
Date: March 7, 1996	Respondents: M. Rimson & Co., Inc., Moshe Rimson, Jonathan Mende & Associates, Inc., Jonathan Aurielio Mende, Todd Levaughn Hickman, Christian Jean-Marie Girodet, Mitchell Aguirre, Claudio Peter Iodice, III, Alex David Shindman, Yevgeny G. Shkilko, David Feyjin and Roger Dantoni, III; Lillian A. McEwen, Administrative Law Judge Release No. 3-8772 File Number: 3-8772
Date: March 1, 1996	Respondents: Investors Income Systems of Florida, Inc. Release No. 3-8924 File Number: 3-8924
Date: Feb. 28, 1996	Respondents: Greg M. Anderson and Russell G. Koch Release No. 3-8832
Date: Feb. 16, 1996	Respondents: American Aricraft Corporation Release No. 3-8920 File Number: 3-8920
Date: Feb. 2, 1996	Respondents: Robert E. Lindley Release No. 3-8897