Fixed Income Clearing Corporation (FICC) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-51175 | SEC Issue Date:Feb 9, 2005 | File Number:SR-FICC-2004-19 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving a Proposed Rule Change Relating to Changes To Eliminate or Amend Rules That Are Inconsistent With Current Practice, Have Expired, Are Outdated, Are Unnecessary, or Require Technical Correction See Also - Rel. No. 34-50888 |
| Release Number:34-51178 | SEC Issue Date:Feb 9, 2005 | File Number:SR-FICC-2005-03 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend Appendix A to Its Cross-Margining Agreement With the Chicago Mercantile Exchange To Update the List of Other Cross-Margining Agreement To Which Each Is a Party |
| Release Number:34-51146 | SEC Issue Date:Feb 7, 2005 | File Number:SR-FICC-2004-13 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of a Proposed Rule Change To Amend the Rules of the Mortgage-Backed Securities Division To Impose Fines on Members for Violations of Minimum Financial Standards and To Modify the Penalty Assessment Process for Failures of Members To Submit Requisite Financial Reports on a Timely Basis See Also - Rel. No. 34-51412 |
| Release Number:34-51095 | SEC Issue Date:Jan 28, 2005 | File Number:SR-FICC-2005-04 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Clarify Timing of Premium Assessment Pursuant to Rule 3 of the Government Securities Division for Violation of Minimum Financial Standards |
| Release Number:34-51093 | SEC Issue Date:Jan 28, 2005 | File Number:SR-FICC-2004-24 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change To Amend the Fee Structure of the Government Securities Division of the Fixed Income Clearing Corporation |
| Release Number:34-51066 | SEC Issue Date:Jan 21, 2005 | File Number:SR-FICC-2005-02 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Amend the Application and Continuing Membership Standards of the Government Securities Division and the Mortgage-Backed Securities Division See Also - Rel. No. 34-51340 |
| Release Number:34-51037 | SEC Issue Date:Jan 13, 2005 | File Number:SR-FICC-2004-18 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of Proposed Rule Change To Clarify Certain Sections of the Loss Allocation Rule of its Government Securities Division See Also - Rel. No. 34-51354 |
| Release Number:34-51021 | SEC Issue Date:Jan 11, 2005 | File Number:SR-FICC-2004-09 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving a Proposed Rule Change Relating to Changes to Membership Requirements See Also - Rel. No. 34-50718 |
| Release Number:34-51018 | SEC Issue Date:Jan 11, 2005 | File Number:SR-FICC-2004-14 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of a Proposed Rule Change Relating to Membership Requirements View Received Comments See Also - Rel. No. 34-51385 |
| Release Number:34-50965 | SEC Issue Date:Jan 5, 2005 | File Number:SR-FICC-2004-06 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Approving Proposed Rule Change To Institute Fines for Late Payment of Cash Obligations and Margin and To Institute Informal Hearing Procedures for Fine Disputes See Also - Rel. No. 34-50642 |