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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-49989 SEC Issue Date:Jul 8, 2004 File Number:SR-FICC-2004-12 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Structure of the Government Securities Division Regarding Late Notifications of Repo Collateral Substitutions and to Designate an Additional High Volume Repo Substitution Day Trigger
Release Number:34-49947 SEC Issue Date:Jun 30, 2004 File Number:SR-FICC-2003-01 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Order Granting Approval of a Proposed Rule Change Relating to the Implementation of Fines
Release Number:34-49463 SEC Issue Date:Mar 24, 2004 File Number:SR-FICC-2004-04 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Technical Corrections
Release Number:34-49421 SEC Issue Date:Mar 16, 2004 File Number:SR-FICC-2003-14 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing of a Proposed Rule Change Relating to Amending Impractical or Inconsistent Rules, Eliminating the Need for Routine Waivers of Various Rules Provisions, and Adding Rules to Protect the Clearing Corporation and Its Members
Release Number:34-41153 SEC Issue Date:Mar 10, 1999 File Number:SR-GSCC-99-02 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Testing
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Release Number:34-40889 SEC Issue Date:Jan 6, 1999 File Number:SR-MBSCC-98-04 SRO Organization:Fixed Income Clearing Corporation (FICC) Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Testing