Fixed Income Clearing Corporation (FICC) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
File Number
|
SRO Organization
|
Details
|
||
---|---|---|---|---|
Release Number:34-49989 | SEC Issue Date:Jul 8, 2004 | File Number:SR-FICC-2004-12 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend the Fee Structure of the Government Securities Division Regarding Late Notifications of Repo Collateral Substitutions and to Designate an Additional High Volume Repo Substitution Day Trigger |
Release Number:34-49947 | SEC Issue Date:Jun 30, 2004 | File Number:SR-FICC-2003-01 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Order Granting Approval of a Proposed Rule Change Relating to the Implementation of Fines |
Release Number:34-49463 | SEC Issue Date:Mar 24, 2004 | File Number:SR-FICC-2004-04 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Technical Corrections |
Release Number:34-49421 | SEC Issue Date:Mar 16, 2004 | File Number:SR-FICC-2003-14 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing of a Proposed Rule Change Relating to Amending Impractical or Inconsistent Rules, Eliminating the Need for Routine Waivers of Various Rules Provisions, and Adding Rules to Protect the Clearing Corporation and Its Members |
Release Number:34-41153 | SEC Issue Date:Mar 10, 1999 | File Number:SR-GSCC-99-02 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Testing View Received Comments |
Release Number:34-40889 | SEC Issue Date:Jan 6, 1999 | File Number:SR-MBSCC-98-04 | SRO Organization:Fixed Income Clearing Corporation (FICC) |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Regarding Year 2000 Testing |