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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-93177 SEC Issue Date:Sep 29, 2021 File Number:SR-ICC-2021-019 SRO Organization:ICE Clear Credit LLC Details: Notice of Filing of Proposed Rule Change Relating to the ICC CDS Instrument On-Boarding Policies and Procedures
Comments Due: October 26, 2021
See Also - Exhibit 5
Release Number:34-92918 SEC Issue Date:Sep 9, 2021 File Number:SR-ICC-2021-017 SRO Organization:ICE Clear Credit LLC Details: Order Approving Proposed Rule Change Relating to the ICE Clear Credit Operating Agreement and Governance Playbook
Comments Due: August 20, 2021
Release Number:34-92895 SEC Issue Date:Sep 8, 2021 File Number:SR-ICC-2021-016 SRO Organization:ICE Clear Credit LLC Details: Order Approving Proposed Rule Change Relating to the ICC Exercise Procedures
Comments Due: August 18, 2021
Release Number:34-92893 SEC Issue Date:Sep 8, 2021 File Number:SR-ICC-2021-018 SRO Organization:ICE Clear Credit LLC Details: Notice of Filing of Proposed Rule Change Relating to the ICC Back-Testing Framework
Comments Due: October 5, 2021
See Also - Exhibit 5
Release Number:34-92753 SEC Issue Date:Aug 25, 2021 File Number:SR-ICC-2021-015 SRO Organization:ICE Clear Credit LLC Details: Order Approving Proposed Rule Change Relating to the ICC Governance Playbook, ICC Risk Management Framework, and ICC Treasury Operations Policies and Procedures
Comments Due: August 10, 2021
Release Number:34-92504 SEC Issue Date:Jul 26, 2021 File Number:SR-ICC-2021-017 SRO Organization:ICE Clear Credit LLC Details: Notice of Filing of Proposed Rule Change Relating to the ICE Clear Credit Operating Agreement and Governance Playbook
Comments Due: August 20, 2021
See Also - Exhibit 5
Release Number:34-92468 SEC Issue Date:Jul 22, 2021 File Number:SR-ICC-2021-016 SRO Organization:ICE Clear Credit LLC Details: Notice of Proposed Rule Change Relating to the ICC Exercise Procedures
Comments Due: August 18, 2021
See Also - Exhibit 5
Release Number:34-92402 SEC Issue Date:Jul 14, 2021 File Number:SR-ICC-2021-015 SRO Organization:ICE Clear Credit LLC Details: Notice of Filing of Proposed Rule Change Relating to the ICC Governance Playbook, ICC Risk Management Framework, and ICC Treasury Operations Policies and Procedures
Comments Due: August 10, 2021
Release Number:34-92197 SEC Issue Date:Jun 16, 2021 File Number:SR-ICC-2021-013 SRO Organization:ICE Clear Credit LLC Details: Order Approving Proposed Rule Change Relating to the ICC End-of-Day Price Discovery Policies and Procedures
Comments Due: May 27, 2021
Release Number:34-91951 SEC Issue Date:May 20, 2021 File Number:SR-ICC-2021-009 SRO Organization:ICE Clear Credit LLC Details: Order Approving Proposed Rule Change Relating to the ICC Risk Parameter Setting and Review Policy
Comments Due: May 5, 2021