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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-91489 SEC Issue Date:Apr 7, 2021 File Number:SR-ICC-2021-007 SRO Organization:ICE Clear Credit LLC Details: Notice of Filing of Proposed Rule Change Relating to ICC's Treasury Operations Policies and Procedures
Comments Due: May 4, 2021
See Also - Exhibit 5
Release Number:34-91450 SEC Issue Date:Apr 1, 2021 File Number:SR-ICC-2021-006 SRO Organization:ICE Clear Credit LLC Details: Notice of Proposed Rule Change Relating to the ICC Clearing Rules and ICC Exercise Procedures
Comments Due: April 28, 2021
See Also - Exhibit 5a, Exhibit 5b
Release Number:34-91439 SEC Issue Date:Mar 30, 2021 File Number:SR-ICC-2021-005 SRO Organization:ICE Clear Credit LLC Details: Notice of Filing of Proposed Rule Change Relating to the ICC Recovery Plan and the ICC Wind-Down Plan
Comments Due: April 26, 2021
See Also - Exhibit 5
Release Number:34-91361 SEC Issue Date:Mar 18, 2021 File Number:SR-ICC-2021-004 SRO Organization:ICE Clear Credit LLC Details: Order Approving Proposed Rule Change Relating to the ICC Governance Playbook
Comments Due: February 26, 2021
Release Number:34-91279 SEC Issue Date:Mar 8, 2021 File Number:SR-ICC-2021-003 SRO Organization:ICE Clear Credit LLC Details: Order Approving Proposed Rule Change Relating to the ICC Operational Risk Management Framework
Comments Due: February 26, 2021
Release Number:34-91278 SEC Issue Date:Mar 8, 2021 File Number:SR-ICC-2021-002 SRO Organization:ICE Clear Credit LLC Details: Order Approving Proposed Rule Change Relating to the Clearance of an Additional Credit Default Swap Contract
Comments Due: February 22, 2021
Release Number:34-91090 SEC Issue Date:Feb 9, 2021 File Number:SR-ICC-2021-004 SRO Organization:ICE Clear Credit LLC Details: Notice of Filing of Proposed Rule Change Relating to the ICC Governance Playbook
Comments Due: March 9, 2021
See Also - Exhibit 5
Release Number:34-91075 SEC Issue Date:Feb 8, 2021 File Number:SR-ICC-2020-014 SRO Organization:ICE Clear Credit LLC Details: Order Approving Proposed Rule Change Relating to the ICC Clearing Participant Default Management Procedures
Comments Due: January 29, 2021
Release Number:34-91024 SEC Issue Date:Feb 1, 2021 File Number:SR-ICC-2021-003 SRO Organization:ICE Clear Credit LLC Details: Notice of Filing of Proposed Rule Change Relating to the ICC Operational Risk Management Framework
Comments Due: February 26, 2021
Release Number:34-90989 SEC Issue Date:Jan 26, 2021 File Number:SR-ICC-2021-002 SRO Organization:ICE Clear Credit LLC Details: Notice Relating to the Clearance of an Additional Credit Default Swap Contract
Comments Due: February 22, 2021
See Also - Exhibit 5