Municipal Securities Rulemaking Board (MSRB) Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
|
File Number
|
SRO Organization
|
Details
|
||
|---|---|---|---|---|
| Release Number:34-51620 | SEC Issue Date:Apr 27, 2005 | File Number:SR-MSRB-2005-03 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change and Amendment No. 1 Thereto Relating to Amendment to Rule G-41, on Anti-Money Laundering Compliance Programs |
| Release Number:34-51561 | SEC Issue Date:Apr 15, 2005 | File Number:SR-MSRB-2005-04 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Proposed Rule Change Relating to Solicitation of Municipal Securities Business Under MSRB Rule G-38 View Received Comments See Also - Rel. No. 34-52278, and comments |
| Release Number:34-51534 | SEC Issue Date:Apr 12, 2005 | File Number:SR-MSRB-2005-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Amendment to Rule G-8, on Recordkeeping, to Add Requirement for Predispute Arbitration Agreements With Customers, and Amendment to Rule A-11, on Indemnification, to Delete Obsolete References to Arbitrators |
| Release Number:34-51533 | SEC Issue Date:Apr 12, 2005 | File Number:SR-MSRB-2005-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Relating to Frequency of Updates from the National Do-Not-Call Registry Pursuant to Rule G-39 |
| Release Number:34-51020 | SEC Issue Date:Jan 11, 2005 | File Number:SR-MSRB-2005-01 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice Regarding Rule G-17, on Disclosure of Material Facts-Disclosure of Original Issue Discount Bonds |
| Release Number:34-51000 | SEC Issue Date:Jan 7, 2005 | File Number:SR-MSRB-2004-08 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Approving Proposed Rule Change Relating to Amendments to MSRB Rule G-34, on CUSIP Numbers and New Issue Requirements, To Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities See Also - Rel. No. 34-50773 |
| Release Number:34-50919 | SEC Issue Date:Dec 22, 2004 | File Number:SR-MSRB-2004-09 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Advertisements of Municipal Fund Securities Under MSRB Rule G-21 View Received Comments See Also - Rel. No. 34-51736 |
| Release Number:34-50820 | SEC Issue Date:Dec 8, 2004 | File Number:SR-MSRB-2004-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Approving Proposed Rule Change To Create Real-Time Transaction Price Service and Propose Annual Subscription Fee View Received Comments See Also - Rel. No. 34-50605 |
| Release Number:34-50773 | SEC Issue Date:Dec 1, 2004 | File Number:SR-MSRB-2004-08 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Amendments to MSRB Rule G-34, on CUSIP Numbers and New Issue Requirements, To Facilitate Real-Time Transaction Reporting of Trades in New Issue Municipal Securities See Also - Rel. No. 34-51000 |
| Release Number:34-50689 | SEC Issue Date:Nov 18, 2004 | File Number:SR-MSRB-2004-05 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Approving Proposed Rule Change To Offer New Historical Data Product See Also - Rel. No. 34-50689 |