Municipal Securities Rulemaking Board (MSRB) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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| Release Number:34-48169 | SEC Issue Date:Jul 11, 2003 | File Number:SR-MSRB-2003-04 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Board To Require Dealers To Establish Anti-Money Laundering Compliance Programs View Received Comments |
| Release Number:34-48140 | SEC Issue Date:Jul 8, 2003 | File Number:SR-MSRB-2003-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board To Amend Rule A-14, on Annual Fees See Also - Rel. No. 34-48340 |
| Release Number:34-47888 | SEC Issue Date:May 19, 2003 | File Number:SR-MSRB-2003-02 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Order Granting Approval of a Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Rule G-14, on Reports of Sales or Purchases View Received Comments See Also - Rel. No. 34-47650 |
| Release Number:34-47815 | SEC Issue Date:May 8, 2003 | File Number:SR-MSRB-2003-03 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Marketing of 529 College Savings Plans in the Workplace View Received Comments |
| Release Number:34-47650 | SEC Issue Date:Apr 8, 2003 | File Number:SR-MSRB-2003-02 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Municipal Securities Rulemaking Board; Notice of Filing of Proposed Rule Change Relating to Rule G-14, on Reports of Sales or Purchases View Received Comments See Also - Rel. No. 34-47888 |
| Release Number:34-43066 | SEC Issue Date:Jul 21, 2000 | File Number:SR-MSRB-00-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Proposed Rule Change by the Municipal Securities Rulemaking Board Relating to Municipal Fund Securities |
| Release Number:34-39833 | SEC Issue Date:Apr 6, 1998 | File Number:SR-MSRB-98-06 | SRO Organization:Municipal Securities Rulemaking Board (MSRB) |
Details: Notice of Filing of Proposed Rule Change Relating to Rule G- 15(d)(ii) Concerning Automated Confirmation/Acknowledgment of Customer Transactions |
| Release Number:34-35341 | SEC Issue Date:Feb 8, 1995 | File Number:SR-AMEX-94-59, SR-CBOE-94-49, SR-CHX-94-27, SR-MSRB-94-17, SR-NASD-94-72, SR-NYSE-94-43, SR-PSE-94-35, SR-PHLX-94-52 | SRO Organization:American Stock Exchange (Amex), Cboe Exchange, Inc. (CBOE), Chicago Stock Exchange, Inc. (CHX), Municipal Securities Rulemaking Board (MSRB), National Association of Securities Dealers (NASD), New York Stock Exchange LLC (NYSE), Nasdaq PHLX LLC (Phlx) |
Details: Order Approving Proposed Rule Changes by the American Stock Exchange, Inc., Chicago Board Options Exchange, Inc., Chicago Stock Exchange, Inc., Municipal Securities Rulemaking Board, National Association of Securities Dealers, Inc., New York Stock Exchange, Inc., Pacific Stock Exchange Inc., and Philadelphia Stock Exchange, Inc., Relating to a Continuing Education Requirement for Registered Persons |