National Securities Exchanges
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National Securities Exchanges Table
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Release Number
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File Number
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SRO Organization
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Details
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| Release Number:34-99377 | SEC Issue Date:Jan 17, 2024 | File Number:SR-BOX-2024-03 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish Fees for Industry Members Related to Certain Historical Costs of the National Market System Plan Governing the Consolidated Audit Trail; Suspension of and Order Institutin Comments Due: March 19, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-BOX-2024-03
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| Release Number:34-99192 | SEC Issue Date:Dec 15, 2023 | File Number:SR-BOX-2023-20 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Amendment No. 2 and Order Instituting Proceedings to Determine Whether to Approve or Disapprove a Proposed Rule Change, as Modified by Amendment No. 2, to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equ Comments Due: January 11, 2024. Rebuttal comments should be submitted by January 25, 2024. See Also - Exhibit 5 |
| Release Number:34-99191 | SEC Issue Date:Dec 15, 2023 | File Number:SR-BOX-2023-30 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend IM-7150-1 and Rule 7250 (Quote Mitigation) Comments Due: January 11, 2024 See Also - Exhibit 5 |
| Release Number:34-99007 | SEC Issue Date:Nov 21, 2023 | File Number:SR-BOX-2023-28 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Establish IM-7600-8 Comments Due: December 19, 2023 See Also - Exhibit 5 |
| Release Number:34-99009 | SEC Issue Date:Nov 21, 2023 | File Number:SR-BOX-2023-26 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend BOX Rule 5050 (Series of Options Contracts Open for Trading) Comments Due: December 19, 2023 See Also - Exhibit 5 |
| Release Number:34-98997 | SEC Issue Date:Nov 21, 2023 | File Number:SR-BOX-2023-27 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing of Proposed Rule Change to Amend the Short Term Option Series Program in IM-5050-6 Comments Due: December 18, 2023 See Also - Exhibit 5 |
| Release Number:34-98987 | SEC Issue Date:Nov 20, 2023 | File Number:SR-BOX-2023-29 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change to Amend its Rules to Adopt Monthly Options Series Comments Due: December 18, 2023 See Also - Exhibit 5 |
| Release Number:34-98906 | SEC Issue Date:Nov 13, 2023 | File Number:SR-BOX-2023-25 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend Sections IV.A (Non-Auction Transactions) and IV.A.1 (Tiered Volume Rebate for Non-Auction Transact Comments Due: December 8, 2023 See Also - Exhibit 5 |
| Release Number:34-98568 | SEC Issue Date:Sep 27, 2023 | File Number:SR-BOX-2023-20 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Designation of Longer Period for Commission Action on a Proposed Rule Change to Adopt Rules to Govern FLEX Equity Options and a New Order Type to Trade FLEX Equity Options on the BOX Trading Floor |
| Release Number:34-98446 | SEC Issue Date:Sep 20, 2023 | File Number:SR-BOX-2023-24 | SRO Organization:BOX Exchange LLC (BOX) |
Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change to Amend the Fee Schedule for Trading on the BOX Options Market LLC Facility to Amend the Language and Process Related to the Options Regulatory Fee Comments Due: October 17, 2023 View Received Comments See Also - Exhibit 5 |