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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-50526 SEC Issue Date:Oct 13, 2004 File Number:SR-OCC-2004-13 SRO Organization:The Options Clearing Corporation Details: Order Granting Approval of a Proposed Rule Change Relating to Borrowing Against the Clearing Fund
See Also - Rel. No. 34-50280, Rel. No. 34-50280
Release Number:34-50518 SEC Issue Date:Oct 12, 2004 File Number:SR-OCC-2004-16 SRO Organization:The Options Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Approved Depositories
Release Number:34-50509 SEC Issue Date:Oct 8, 2004 File Number:SR-OCC-2004-10 SRO Organization:The Options Clearing Corporation Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change To Establish an Internal Cross-Margin Program
Release Number:34-50466 SEC Issue Date:Sep 29, 2004 File Number:SR-OCC-2004-11 SRO Organization:The Options Clearing Corporation Details: Notice of Filing of a Proposed Rule Change Relating to Yield-Based Treasury Options
See Also - Rel. No. 34-50895, Rel. No. 34-50895
Release Number:34-50465 SEC Issue Date:Sep 29, 2004 File Number:SR-OCC-2003-09 SRO Organization:The Options Clearing Corporation Details: Order Granting Accelerated Approval of Amendment No. 1 Relating to Minimum Net Capital Requirements for Appointed Clearing Members
See Also - Rel. No. 34-49478, Rel. No. 34-49478
Release Number:34-50280 SEC Issue Date:Aug 27, 2004 File Number:SR-OCC-2004-13 SRO Organization:The Options Clearing Corporation Details: Notice of Filing of a Proposed Rule Change Relating to Borrowing Against the Clearing Fund
See Also - Rel. No. 34-50526, Rel. No. 34-50526
Release Number:34-50178 SEC Issue Date:Aug 10, 2004 File Number:SR-OCC-2004-04 SRO Organization:The Options Clearing Corporation Details: Order Granting Approval of a Proposed Rule Change To Reduce the Thresholds Applied to Equity Options for Purposes of Exercise by Exception Processing on Expiration
See Also - Rel. No. 34-49929, Rel. No. 34-49929
Release Number:34-50141 SEC Issue Date:Aug 4, 2004 File Number:SR-OCC-2004-14 SRO Organization:The Options Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Segregation of Long Leg After Close Out of Short Leg of a Spread
Release Number:34-50120 SEC Issue Date:Jul 29, 2004 File Number:SR-OCC-2004-09 SRO Organization:The Options Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of a Proposed Rule Change Relating to Eligible Securities for OCC's Stock/Loan Hedge Program
Release Number:34-50080 SEC Issue Date:Jul 26, 2004 File Number:SR-OCC-2004-12 SRO Organization:The Options Clearing Corporation Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing Fees for Securities Option Contracts
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