The Options Clearing Corporation Rulemaking
We encourage the public to submit comments on the following filings during the comment period. For detailed instructions, please read How to Submit Comments. We strongly encourage you to send your comments electronically. They will be posted on this website.
Self-Regulatory Organization Rulemaking Table
File Number
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SRO Organization
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Details
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Release Number:34-49470 | SEC Issue Date:Mar 25, 2004 | File Number:SR-OCC-2004-03 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Order Granting Accelerated Approval of a Proposed Rule Change Amending OCC's Rules To Provide for Use of a Give-Up Service Provider and Revising OCC's Fee Schedule |
Release Number:34-49436 | SEC Issue Date:Mar 17, 2004 | File Number:SR-OCC-2004-01 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing and Immediate Effectiveness of Proposed Rule Change Related to Clearing Fees for Securities Option Contracts |
Release Number:34-49420 | SEC Issue Date:Mar 16, 2004 | File Number:SR-OCC-2003-08 | SRO Organization:The Options Clearing Corporation |
Details: Order Approving Proposed Rule Change Related to Delivery Settlement of Exercised Stock Options and Matured Stock Futures |
Release Number:34-49378 | SEC Issue Date:Mar 9, 2004 | File Number:SR-OCC-2003-11 | SRO Organization:The Options Clearing Corporation |
Details: Notice of Filing of a Proposed Rule Change Relating To Clearing Member Trade Assignment Processing View Received Comments See Also - Rel. No. 34-49841, Rel. No. 34-49841 |