Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-99845 | SEC Issue Date:Mar 22, 2024 | File Number:SR-FICC-2024-802 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing and Extension of Review Period of Advance Notice to Modify the GSD Rules (i) Regarding the Separate Calculation, Collection and Holding of Margin for Proprietary Transactions and That for Indirect Participant Transactions, and (ii) to Add Comments Due: April 18, 2024 View Received Comments See Also - Exhibit 5 Submit a Comment on SR-FICC-2024-802
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| Release Number:34-99712 | SEC Issue Date:Mar 11, 2024 | File Number:SR-FICC-2024-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing and Extension of Review Period of Advance Notice to Adopt a Minimum Margin Amount at GSD Comments Due: April 5, 2024 View Received Comments See Also - Exhibit 3, Exhibit 5 |
| Release Number:34-92799 | SEC Issue Date:Aug 27, 2021 | File Number:SR-FICC-2021-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice, as Modified by Amendment No. 1, to Add the Sponsored GC Service and Make Other Changes Comments Due: September 17, 2021 View Received Comments |
| Release Number:34-92145 | SEC Issue Date:Jun 10, 2021 | File Number:SR-FICC-2020-804 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to Advance Notice to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount Comments Due: January 29, 2021 View Received Comments |
| Release Number:34-92019 | SEC Issue Date:May 27, 2021 | File Number:SR-FICC-2021-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Advance Notice to Add the Sponsored GC Service and Make Other Changes Comments Due: June 18, 2021 View Received Comments See Also - Memo regarding the Commission's Request for Additional Information, SR-FICC-2021-003 |
| Release Number:34-90931 | SEC Issue Date:Jan 14, 2021 | File Number:SR-FICC-2020-803 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to Advance Notice to Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes Comments Due: January 13, 2021 |
| Release Number:34-90834 | SEC Issue Date:Dec 31, 2020 | File Number:SR-FICC-2020-804 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing and Extension of the Review Period of an Advance Notice to Modify the Calculation of the MBSD VaR Floor to Incorporate a Minimum Margin Amount View Received Comments See Also - Exhibit 5 |
| Release Number:34-90736 | SEC Issue Date:Dec 21, 2020 | File Number:SR-FICC-2020-803 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Advance Notice to Include Same-Day Settling Trades in the Risk Management, Novation, Guarantee, and Settlement Services of the Government Securities Division's Delivery-Versus-Payment Service, and Make Other Changes |
| Release Number:34-90033 | SEC Issue Date:Sep 28, 2020 | File Number:SR-FICC-2020-802 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Amendment No. 2 and Notice of No Objection to Advance Notice, as Modified by Amendment Nos. 1 and 2, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Charge in the VaR Charges |
| Release Number:34-89718 | SEC Issue Date:Sep 1, 2020 | File Number:SR-FICC-2020-802 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges |