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Self-Regulatory Organization Rulemaking Table

File Number
SRO Organization
Details
Release Number:34-89718 SEC Issue Date:Sep 1, 2020 File Number:SR-FICC-2020-802 SRO Organization:Fixed Income Clearing Corporation (FICC-AN) Details: Notice of Filing of Advance Notice, as Modified by Amendment No. 1, to Introduce the Margin Liquidity Adjustment Charge and Include a Bid-Ask Risk Charge in the VaR Charges
Release Number:34-88382 SEC Issue Date:Mar 13, 2020 File Number:SR-FICC-2020-801 SRO Organization:Fixed Income Clearing Corporation (FICC-AN) Details: Notice of No Objection to Advance Notice to Amend the Mortgage-Backed Securities Division Stress Testing Methodology
Release Number:34-88266 SEC Issue Date:Feb 24, 2020 File Number:SR-FICC-2020-801 SRO Organization:Fixed Income Clearing Corporation (FICC-AN) Details: Notice of Filing of Advance Notice to Amend the Mortgage-Backed Securities Division Stress Testing Methodology
Release Number:34-87234 SEC Issue Date:Oct 4, 2019 File Number:SR-FICC-2019-801 SRO Organization:Fixed Income Clearing Corporation (FICC-AN) Details: Notice of No Objection to Advance Notice to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes
Release Number:34-86876 SEC Issue Date:Sep 5, 2019 File Number:SR-FICC-2019-801 SRO Organization:Fixed Income Clearing Corporation (FICC-AN) Details: Notice of Filing of Advance Notice to Amend the GSD Rulebook to Establish a Process to Address Liquidity Needs in Certain Situations in the GCF Repo and CCIT Services and Make Other Changes
Release Number:Memo SEC Issue Date:Mar 5, 2019 File Number:SR-FICC-2018-802 SRO Organization:Fixed Income Clearing Corporation (FICC-AN) Details: Deemed No Objection of an Advance Notice to Expand Sponsoring Member Eligibility in the Government Securities Division Rulebook and Make Other Changes
See Also - associated comments, SR-FICC-2018-013
Release Number:34-83954 SEC Issue Date:Aug 27, 2018 File Number:SR-FICC-2017-805 SRO Organization:Fixed Income Clearing Corporation (FICC-AN) Details: Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Adopt a Recovery & Wind-down Plan and Related Rules
View Received Comments
Release Number:34-83951 SEC Issue Date:Aug 27, 2018 File Number:SR-FICC-2017-806 SRO Organization:Fixed Income Clearing Corporation (FICC-AN) Details: Notice of No Objection to an Advance Notice, as Modified by Amendment No. 1, to Amend the Loss Allocation Rules and Make Other Changes
View Received Comments
Release Number:34-83747 SEC Issue Date:Jul 31, 2018 File Number:SR-FICC-2017-806 SRO Organization:Fixed Income Clearing Corporation (FICC-AN) Details: Notice of Filing of Amendment No. 1 to an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes
View Received Comments
See Also - Exhibit 4, Exhibit 5, Commission's Request for Additional Information, Commission's Request for Additional Information
Release Number:34-83744 SEC Issue Date:Jul 31, 2018 File Number:SR-FICC-2017-805 SRO Organization:Fixed Income Clearing Corporation (FICC-AN) Details: Notice of Filing of Amendment No. 1 to an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules
View Received Comments
See Also - Exhibit 4, Exhibit 5a, Exhibit 5b, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information
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