Fixed Income Clearing Corporation (FICC-AN) Rulemaking
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Self-Regulatory Organization Rulemaking Table
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File Number
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SRO Organization
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Details
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|---|---|---|---|---|
| Release Number:34-83223 | SEC Issue Date:May 11, 2018 | File Number:SR-FICC-2018-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Amendment No. 1 and Notice of No Objection to Advance Notice Filing, as Modified by Amendment No. 1, to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook View Received Comments |
| Release Number:34-82820 | SEC Issue Date:Mar 7, 2018 | File Number:SR-FICC-2018-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Extension of Review Period of Advance Notice to Implement Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook View Received Comments |
| Release Number:34-82779 | SEC Issue Date:Feb 26, 2018 | File Number:SR-FICC-2018-801 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Advance Notice Filing of Proposed Changes to the Method of Calculating Netting Members' Margin in the Government Securities Division Rulebook View Received Comments See Also - Exhibit 5 |
| Release Number:34-82580 | SEC Issue Date:Jan 24, 2018 | File Number:SR-FICC-2017-805 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing and Extension of the Review Period of an Advance Notice to Adopt a Recovery & Wind-down Plan and Related Rules View Received Comments See Also - Exhibit 5a, Exhibit 5b, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| Release Number:34-82583 | SEC Issue Date:Jan 24, 2018 | File Number:SR-FICC-2017-806 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing and Extension of the Review Period of an Advance Notice to Amend the Loss Allocation Rules and Make Other Changes View Received Comments See Also - Exhibit 5, Commission's Request for Additional Information, Response to the Commission's Request for Additional Information |
| Release Number:34-81054 | SEC Issue Date:Jun 29, 2017 | File Number:SR-FICC-2017-802 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to Advance Notice Filing to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Rel. No. 34-80520, Rel. No. 34-80191 |
| Release Number:34-80731 | SEC Issue Date:May 19, 2017 | File Number:SR-NSCC-2017-801, SR-FICC-2017-804, SR-DTC-2017-801 | SRO Organization:National Securities Clearing Corporation (NSCC-AN), Fixed Income Clearing Corporation (FICC-AN), The Depository Trust Company (DTC-AN) |
Details: Notice of No Objection to Advance Notices to Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Rel. No. 34-80394, Release No. 34-80395, Rel. No. 34-80396 |
| Release Number:34-80546 | SEC Issue Date:Apr 27, 2017 | File Number:SR-FICC-2017-803 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of No Objection to Advance Notice Filing to Establish the Centrally Cleared Institutional Triparty Service and Make Other Changes |
| Release Number:34-80520 | SEC Issue Date:Apr 25, 2017 | File Number:SR-FICC-2017-802 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Extension of Review Period of Advance Notice to Implement the Capped Contingency Liquidity Facility in the Government Securities Division Rulebook View Received Comments See Also - Rel. No. 34-81054, Rel. No. 34-80191 |
| Release Number:34-80395 | SEC Issue Date:Apr 7, 2017 | File Number:SR-FICC-2017-804 | SRO Organization:Fixed Income Clearing Corporation (FICC-AN) |
Details: Notice of Filing of Advance Notice to Enhance the Credit Risk Rating Matrix and Make Other Changes See Also - Exhibit 5, Rel. No. 34-80731 |